Barth Brett H's Form 4 filing
BBR ALO Fund, LLC · filed Oct 3, 2023
- Accession no.
- 0001104659-23-106476
- Filed
- Oct 3, 2023
- Trade date
- Sep 30, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction. Open-market sales total $999.8K. It was filed 3 days after the trade.
This filing was later replaced by the amendment 0001104659-23-110363 (Oct 20, 2023). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Barth Brett HCIK 0001745086 | Other: Co-CEO, BBR Partners, LLC |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 30, 2023 | Shares of Limited Liability Company Interests | SSaleDisposed | −84,581.62 | $11.82 | −$999,754.75 | 143,644.19 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.