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RA Capital Healthcare Fund LP's Form 4 filing

Janux Therapeutics, Inc. (JANX) · filed Jul 21, 2023

Accession no.
0001104659-23-083069
Filed
Jul 21, 2023, 4:31 PM ET
Trade date
Jul 19, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 1 non-derivative transaction and 1 derivative transaction. Open-market purchases total $6.17M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
RA Capital Healthcare Fund LPCIK 0001315082Director, 10% Owner
Ra Capital Management, L.P.CIK 0001346824Director, 10% Owner
Kolchinsky PeterCIK 0001384859Director, 10% Owner
Shah Rajeev M.CIK 0001619841Director, 10% Owner
RA Capital Nexus Fund II, L.P.CIK 0001825376Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 19, 2023Common StockPPurchaseAcquired+495,008$12.46F1+$6,167,799.688,117,246Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jul 19, 2023Common StockPPurchaseAcquired+503,226$12.46+$6,269,692.73503,226Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Acquired from the Issuer pursuant to the public offering described in the Issuer's Prospectus filed with the Securities and Exchange Commission on July 18, 2023.

Referenced by the price of 1 transaction in Table I.

Remarks

Jake Simson, a Partner of the Adviser, serves on the Issuer's board of directors.

Read the full filing on SEC EDGAR (opens in a new tab)