Prudential Financial Inc's Form 4 filing
PGIM Real Estate Fund Inc. · filed Jun 28, 2023
- Accession no.
- 0001104659-23-075844
- Filed
- Jun 28, 2023, 4:40 PM ET
- Trade date
- Sep 28-Nov 30, 2022
- Filing delay
- 273 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions. Open-market purchases total $47.4M. It was filed 273 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Prudential Financial IncCIK 0001137774 | 10% Owner |
| PGIM Strategic Investments, Inc.CIK 0001972703 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 28, 2022 | Class I Common Stock, par value $0.001 per share | PPurchaseAcquired | +60,000 | $25.00 | +$1,500,000 | 161,000 | Indirect | |
| Oct 11, 2022 | Class I Common Stock, par value $0.001 per share | PPurchaseAcquired | +80,000 | $25.00 | +$2,000,000 | 241,000 | Indirect | |
| Oct 27, 2022 | Class I Common Stock, par value $0.001 per share | PPurchaseAcquired | +903,929.315 | $25.00 | +$22,598,232.88 | 1,144,929.315 | Indirect | |
| Nov 23, 2022 | Class I Common Stock, par value $0.001 per share | PPurchaseAcquired | +53,870.71 | $25.06 | +$1,349,999.99 | 1,198,800.025 | Indirect | |
| Nov 30, 2022 | Class I Common Stock, par value $0.001 per share | PPurchaseAcquired | +799,359.231 | $24.97 | +$19,960,000 | 1,998,159.256 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Exhibit 24.1: PGIM Strategic Investments, Inc. Power of Attorney