Brickhouse Brian S's Form 4/A amendment
AmendedEaton Corp plc (ETN) · filed Feb 24, 2023
- Accession no.
- 0001104659-23-025497
- Filed
- Feb 24, 2023
- Trade date
- Nov 4, 2022
- Filing delay
- 112 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Nov 7, 2022
This filing lists 2 non-derivative transactions. It carries over 10 transactions from the original filing that it did not restate. Open-market sales total $4.27M. It was filed 112 days after the trade.
This amendment restates part of 0001104659-22-115387 (filed Nov 7, 2022). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Brickhouse Brian SCIK 0001743575 | Officer (See Remarks below.) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 4, 2022 | Ordinary Shares | FTax withholdingDisposed | −663 | $156.08 | −$103,481.04 | 28,710 | Direct | |
| Nov 4, 2022 | Ordinary Shares | FTax withholdingDisposed | −664 | $156.09 | −$103,643.76 | 28,686 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001104659-22-115387 (filed Nov 7, 2022).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 4, 2022 | Ordinary Shares | MOption exerciseAcquired | +1,220 | $81.96 | +$99,991.2 | 28,771 | Direct | |
| Nov 4, 2022 | Ordinary Shares | MOption exerciseAcquired | +8,930 | $81.96 | +$731,902.8 | 37,061 | Direct | |
| Nov 4, 2022 | Ordinary Shares | SSaleDisposed | −8,930 | $155.96F1 | −$1,392,722.8 | 28,131 | Direct | |
| Nov 4, 2022 | Ordinary Shares | MOption exerciseAcquired | +1,242 | $80.49 | +$99,968.58 | 29,373 | Direct | |
| Nov 4, 2022 | Ordinary Shares | MOption exerciseAcquired | +18,508 | $80.49 | +$1,489,708.92 | 47,241 | Direct | |
| Nov 4, 2022 | Ordinary Shares | SSaleDisposed | −18,508 | $155.66F2 | −$2,880,955.28 | 28,733 | Direct |
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 4, 2022 | Ordinary Shares | MOption exerciseDisposed | −1,220 | $0.00 | $0 | 8,930 | Direct | |
| Nov 4, 2022 | Ordinary Shares | MOption exerciseDisposed | −8,930 | $0.00 | $0 | 0 | Direct | |
| Nov 4, 2022 | Ordinary Shares | MOption exerciseDisposed | −1,242 | $0.00 | $0 | 18,508 | Direct | |
| Nov 4, 2022 | Ordinary Shares | MOption exerciseDisposed | −18,508 | $0.00 | $0 | 0 | Direct |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F1
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $155.96 - $155.98. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $155.62 - $155.79. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The number of shares delivered to the Issuer to pay for the applicable withholding tax due upon the vesting has been updated.
Remarks
President - Americas Region, Electrical Sector of Eaton Corporation, a subsidiary of the Issuer.