Brickhouse Brian S's Form 4 filing
Eaton Corp plc (ETN) · filed Nov 7, 2022
- Accession no.
- 0001104659-22-115387
- Filed
- Nov 7, 2022
- Trade date
- Nov 4, 2022
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 4 derivative transactions. Open-market sales total $4.27M. It was filed 3 days after the trade.
This filing was later replaced by the amendment 0001104659-23-025497 (Feb 24, 2023). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Brickhouse Brian SCIK 0001743575 | Officer (See Remarks below.) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 4, 2022 | Ordinary Shares | MOption exerciseAcquired | +1,220 | $81.96 | +$99,991.2 | 28,771 | Direct | |
| Nov 4, 2022 | Ordinary Shares | FTax withholdingDisposed | −640 | $156.08 | −$99,891.2 | 28,131 | Direct | |
| Nov 4, 2022 | Ordinary Shares | MOption exerciseAcquired | +8,930 | $81.96 | +$731,902.8 | 37,061 | Direct | |
| Nov 4, 2022 | Ordinary Shares | SSaleDisposed | −8,930 | $155.96F1 | −$1,392,722.8 | 28,131 | Direct | |
| Nov 4, 2022 | Ordinary Shares | MOption exerciseAcquired | +1,242 | $80.49 | +$99,968.58 | 29,373 | Direct | |
| Nov 4, 2022 | Ordinary Shares | FTax withholdingDisposed | −640 | $156.09 | −$99,897.6 | 28,733 | Direct | |
| Nov 4, 2022 | Ordinary Shares | MOption exerciseAcquired | +18,508 | $80.49 | +$1,489,708.92 | 47,241 | Direct | |
| Nov 4, 2022 | Ordinary Shares | SSaleDisposed | −18,508 | $155.66F2 | −$2,880,955.28 | 28,733 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 4, 2022 | Ordinary Shares | MOption exerciseDisposed | −1,220 | $0.00 | $0 | 8,930 | Direct | |
| Nov 4, 2022 | Ordinary Shares | MOption exerciseDisposed | −8,930 | $0.00 | $0 | 0 | Direct | |
| Nov 4, 2022 | Ordinary Shares | MOption exerciseDisposed | −1,242 | $0.00 | $0 | 18,508 | Direct | |
| Nov 4, 2022 | Ordinary Shares | MOption exerciseDisposed | −18,508 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $155.96 - $155.98. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $155.62 - $155.79. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
Remarks
President - Americas Region, Electrical Sector of Eaton Corporation, a subsidiary of the Issuer.