Redmile Group, LLC's Form 4/A amendment
AmendedZymeworks Inc.ZYME · filed Oct 18, 2022
- Accession no.
- 0001104659-22-109481
- Filed
- Oct 18, 2022, 6:07 AM ET
- Trade date
- Oct 13, 2022
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Oct 17, 2022
This filing lists 1 non-derivative transaction. Open-market purchases total $153.4K. It was filed 5 days after the trade.
This amendment replaces 0001104659-22-109454 (filed Oct 17, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Redmile Group, LLCCIK 0001425738 | 10% Owner |
| Green JeremyCIK 0001650527 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 13, 2022 | Common Stock, par value $0.00001 per share | PPurchaseAcquired | +30,481 | $5.03F1 | +$153,435.26 | 6,075,918 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.89 to $5.18, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
These securities are directly owned by certain private investment vehicles and separately managed accounts managed by Redmile Group, LLC ("Redmile") and may be deemed beneficially owned by Redmile as investment manager of such private investment vehicles and separately managed accounts. The reported securities may also be deemed beneficially owned by Jeremy Green as the principal of Redmile. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Remarks
On October 17, 2022, the Reporting Persons filed a Form 4 to report the purchase of 30,481 shares of Common Stock that occurred on October 13, 2022. This amendment is being filed solely to correct an inadvertent administrative error and include the correct code "P" in Table I, Column 3, which is the applicable transaction code with respect to that purchase.