Smith L. Mary's Form 4 filing
SpringWorks Therapeutics, Inc. (SWTX) · filed Oct 13, 2021
- Accession no.
- 0001104659-21-125932
- Filed
- Oct 13, 2021
- Trade date
- Oct 13, 2021
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $559.7K. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Smith L. MaryCIK 0001787013 | Officer (Chief Development Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 13, 2021 | Common Stock | MOption exerciseAcquired | +10,000 | $2.30 | +$23,000 | 177,511 | Direct | |
| Oct 13, 2021 | Common Stock | SSaleDisposed | −10,000 | $55.97F2 | −$559,700 | 167,511 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 13, 2021 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 84,296 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $54.95 to $56.99, inclusive.
Referenced by the price of 1 transaction in Table I.