CSS LLC's Form 4 filing
Total Return Securities Fund (SWZ) · filed Dec 17, 2025
- Accession no.
- 0001103646-25-000017
- Filed
- Dec 17, 2025
- Trade date
- Dec 15, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions. Open-market sales total $43.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| CSS LLCCIK 0001103646 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 15, 2025 | common stock | SSaleDisposed | −1,000 | $6.20 | −$6,200 | 1,741,506 | Direct | |
| Dec 15, 2025 | common stock | SSaleDisposed | −500 | $6.21 | −$3,105 | 1,741,006 | Direct | |
| Dec 15, 2025 | common stock | SSaleDisposed | −1,000 | $6.22 | −$6,220 | 1,740,006 | Direct | |
| Dec 15, 2025 | common stock | SSaleDisposed | −500 | $6.23 | −$3,115 | 1,739,506 | Direct | |
| Dec 15, 2025 | common stock | SSaleDisposed | −4,000 | $6.24 | −$24,960 | 1,735,506 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.