Hayes John Edward III's Form 4/A amendment
AmendedDick's Sporting Goods, Inc. (DKS) · filed Feb 16, 2022
- Accession no.
- 0001089063-22-000008
- Filed
- Feb 16, 2022
- Trade date
- Jan 12, 2022
- Filing delay
- 35 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Jan 14, 2022
This filing lists 1 non-derivative transaction and 1 derivative transaction. It carries over 1 transaction from the original filing that it did not restate. Open-market sales total $91.4K. It was filed 35 days after the trade.
This amendment restates part of 0001089063-22-000005 (filed Jan 14, 2022). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hayes John Edward IIICIK 0001457393 | Officer (SVP, General Counsel) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 12, 2022 | Common Stock, par value $0.01 per share | MOption exerciseAcquired | +800 | $32.77F1 | +$26,216 | 57,360 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 12, 2022 | Common Stock, par value $0.01 per share | MOption exerciseDisposed | −800 | $0.00 | $0 | 3,666 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001089063-22-000005 (filed Jan 14, 2022).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 12, 2022 | Common Stock, par value $0.01 per share | SSaleDisposed | −800 | $114.28 | −$91,424 | 56,560 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The original filing reflected the grant date exercise price of the stock option award, and did not reflect the automatic exercise price adjustment required under the terms of the Company's Amended and Restated 2012 Stock and Incentive Plan, triggered following the payment of a special cash dividend in September of 2021. This amended filing includes the adjusted exercise price.
Referenced by the price of 1 transaction in Table I.
- F2
The stock option award representing the right to purchase 6,932 shares of common stock vests in four equal annual installments beginning on April 3, 2020.