Hayes John Edward III's Form 4 filing
Dick's Sporting Goods, Inc. (DKS) · filed Jan 14, 2022
- Accession no.
- 0001089063-22-000005
- Filed
- Jan 14, 2022
- Trade date
- Jan 12, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $91.4K. It was filed 2 days after the trade.
This filing was later replaced by the amendment 0001089063-22-000008 (Feb 16, 2022). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hayes John Edward IIICIK 0001457393 | Officer (SVP, General Counsel) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 12, 2022 | Common Stock, par value $0.01 per share | MOption exerciseAcquired | +800 | $38.27 | +$30,616 | 57,360 | Direct | |
| Jan 12, 2022 | Common Stock, par value $0.01 per share | SSaleDisposed | −800 | $114.28 | −$91,424 | 56,560 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 12, 2022 | Common Stock, par value $0.01 per share | MOption exerciseDisposed | −800 | $0.00 | $0 | 3,666 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.