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Edelman Joseph's Form 4 filing

Adma Biologics, Inc. (ADMA) · filed Sep 29, 2021

Accession no.
0001062993-21-009000
Filed
Sep 29, 2021, 7:18 PM ET
Trade date
Sep 24-27, 2021
Filing delay
5 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market sales total $622.5K. It was filed 5 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Edelman JosephCIK 000116442610% Owner
Perceptive Advisors LLCCIK 000122496210% Owner
Perceptive Life Sciences Master Fund LtdCIK 000124967510% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 24, 2021Common StockSSaleDisposed−250,000$1.26−$315,00013,772,978Indirect
Sep 27, 2021Common StockSSaleDisposed−250,000$1.23−$307,50013,522,978Indirect

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)