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Rosen Lawrence I's Form 4/A amendment

Amended

Jakks Pacific Inc (JAKK) · filed Jan 26, 2023

Accession no.
0001019056-23-000080
Filed
Jan 26, 2023
Trade date
Feb 28, 2022
Filing delay
332 days
Rule 10b5-1 plan
Not on the form (before 2023)
Original filed
Mar 1, 2022

This filing lists 1 non-derivative transaction. It carries over 1 transaction from the original filing that it did not restate. Open-market purchases total $1.50M. It was filed 332 days after the trade.

This amendment restates part of 0001019056-22-000238 (filed Mar 1, 2022). The transactions it did not restate still count and are listed below.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Rosen Lawrence ICIK 000175913210% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 28, 2022Common StockPPurchaseAcquired+68,958$15.43F1+$1,064,021.941,845,785Direct

Carried over from the original filing

This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.

From 0001019056-22-000238 (filed Mar 1, 2022).

Non-derivative securities (Table I)

Non-derivative transactions carried over from 0001019056-22-000238
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 25, 2022Common StockPPurchaseAcquired+29,221$14.95F1+$436,853.951,774,163Direct

Footnotes on the original

The footnotes that the prices of these transactions refer to on the original filing.

F1

The reported price is a weighted average price per share and the price at which shares were acquired ranged from $14.89 to $14.95 per share. The Reporting Person undertake to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Referenced by the price of 1 transaction in Table I.

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The reported price is a weighted average price per share and the Reporting Person undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)