Skip to main content

Rosen Lawrence I's Form 4 filing

Jakks Pacific Inc (JAKK) · filed Mar 1, 2022

Accession no.
0001019056-22-000238
Filed
Mar 1, 2022
Trade date
Feb 25-28, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market purchases total $869.9K. It was filed 4 days after the trade.

This filing was later replaced by the amendment 0001019056-23-000080 (Jan 26, 2023). Trade tables on this site use the amended version.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Rosen Lawrence ICIK 000175913210% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 25, 2022Common StockPPurchaseAcquired+29,221$14.95F1+$436,853.951,774,163Direct
Feb 28, 2022Common StockPPurchaseAcquired+27,670$15.65F2+$433,035.51,801,833Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The reported price is a weighted average price per share and the price at which shares were acquired ranged from $14.89 to $14.95 per share. The Reporting Person undertake to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Referenced by the price of 1 transaction in Table I.

F2

The reported price is a weighted average price per share and the price at which shares were acquired ranged from $15.44 to $15.77 per share. The Reporting Person undertake to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)