Ugwumba Chidozie's Form 4 filing
Tessera Defense & Homeland Security Inc. (HLSQ) · filed Nov 14, 2022
- Accession no.
- 0001014108-22-000163
- Filed
- Nov 14, 2022, 6:37 PM ET
- Trade date
- Oct 17-Nov 4, 2022
- Filing delay
- 28 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 15 non-derivative transactions. Open-market sales total $26.6K. It was filed 28 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ugwumba ChidozieCIK 0001835544 | Other: Exit Form 4 - former 10% owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 17, 2022 | Common Stock | SSaleDisposed | −8,098 | $0.335 | −$2,712.83 | 3,063,882 | Indirect | |
| Oct 18, 2022 | Common Stock | SSaleDisposed | −15,300 | $0.346 | −$5,293.8 | 3,048,582 | Indirect | |
| Oct 19, 2022 | Common Stock | SSaleDisposed | −4,501 | $0.367 | −$1,651.87 | 3,044,081 | Indirect | |
| Oct 20, 2022 | Common Stock | SSaleDisposed | −6,636 | $0.374 | −$2,481.86 | 3,037,445 | Indirect | |
| Oct 21, 2022 | Common Stock | SSaleDisposed | −5,400 | $0.37 | −$1,998 | 3,032,045 | Indirect | |
| Oct 24, 2022 | Common Stock | SSaleDisposed | −5,900 | $0.349 | −$2,059.1 | 3,026,145 | Indirect | |
| Oct 25, 2022 | Common Stock | SSaleDisposed | −3,072 | $0.365 | −$1,121.28 | 3,023,073 | Indirect | |
| Oct 26, 2022 | Common Stock | SSaleDisposed | −12,500 | $0.346 | −$4,325 | 3,010,573 | Indirect | |
| Oct 27, 2022 | Common Stock | SSaleDisposed | −1,505 | $0.364 | −$547.82 | 3,009,068 | Indirect | |
| Oct 28, 2022 | Common Stock | SSaleDisposed | −1,526 | $0.356 | −$543.26 | 3,007,542 | Indirect | |
| Oct 31, 2022 | Common Stock | SSaleDisposed | −3,300 | $0.371 | −$1,224.3 | 3,004,242 | Indirect | |
| Nov 1, 2022 | Common Stock | SSaleDisposed | −1,300 | $0.364 | −$473.2 | 3,002,942 | Indirect | |
| Nov 2, 2022 | Common Stock | SSaleDisposed | −2,416 | $0.359 | −$867.34 | 3,000,526 | Indirect | |
| Nov 3, 2022 | Common Stock | SSaleDisposed | −2,000 | $0.366 | −$732 | 2,998,526 | Indirect | |
| Nov 4, 2022 | Common Stock | SSaleDisposed | −1,501 | $0.378 | −$567.38 | 2,997,025 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.