Kreger Bradley Allen's Form 4/A amendment
AmendedVelo3D, Inc.VELO · filed Apr 18, 2025
- Accession no.
- 0000950170-25-055957
- Filed
- Apr 18, 2025
- Trade date
- Feb 15-Mar 15, 2025
- Filing delay
- 62 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Apr 18, 2025
This filing lists 6 non-derivative transactions and 3 derivative transactions. It was filed 62 days after the trade.
This amendment replaces 0000950170-25-055835 (filed Apr 18, 2025).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kreger Bradley AllenCIK 0001739205 | Director, Officer (COO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 15, 2025 | Common Stock | MOption exerciseAcquired | +835 | –F1 | – | 22,594 | Direct | |
| Feb 15, 2025 | Common Stock | SSaleDisposed | −344 | –F2 | – | 22,250 | Direct | |
| Feb 15, 2025 | Common Stock | MOption exerciseAcquired | +1,439 | –F1 | – | 23,689 | Direct | |
| Feb 15, 2025 | Common Stock | SSaleDisposed | −592 | –F2 | – | 23,097 | Direct | |
| Mar 15, 2025 | Common Stock | MOption exerciseAcquired | +16,333 | –F1 | – | 39,430 | Direct | |
| Mar 15, 2025 | Common Stock | SSaleDisposed | −6,710 | –F2 | – | 32,720 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 15, 2025 | Common Stock | MOption exerciseAcquired | +835 | $0.00 | $0 | 6,672 | Direct | |
| Feb 15, 2025 | common stock | MOption exerciseAcquired | +1,439 | $0.00 | $0 | 15,829 | Direct | |
| Mar 15, 2025 | common stock | MOption exerciseAcquired | +16,333 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.
Referenced by the price of 3 transactions in Table I.
- F2
The sale of shares is for the sole purpose of covering the Reporting Person's tax liability and broker fees with respect to the settlement of restricted stock units.
Referenced by the price of 3 transactions in Table I.
- F3
The RSUs vests as to 1/4th of the total grant on February 15, 2024, and thereafter 1/12th of the total grant vests quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.
- F4
The RSUs vests as to 1/4th of the total grant on Nov15, 2024, and thereafter 1/12th of the total grant vests quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.
- F5
2024 one time retention bonus( one time vest)