Kreger Bradley Allen's Form 4 filing
Velo3D, Inc.VELO · filed Apr 18, 2025
- Accession no.
- 0000950170-25-055835
- Filed
- Apr 18, 2025
- Trade date
- Feb 15-Mar 15, 2025
- Filing delay
- 62 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 3 derivative transactions. It was filed 62 days after the trade, past the 2-business-day deadline.
This filing was later replaced by the amendment 0000950170-25-055957 (Apr 18, 2025). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kreger Bradley AllenCIK 0001739205 | Director, Officer (COO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 15, 2025 | Common Stock | MOption exerciseAcquired | +835 | –F1 | – | 22,250 | Direct | |
| Feb 15, 2025 | Common Stock | MOption exerciseAcquired | +1,439 | –F1 | – | 23,097 | Direct | |
| Mar 15, 2025 | Common Stock | MOption exerciseAcquired | +16,333 | –F1 | – | 32,720 | Direct | |
| Feb 15, 2025 | Common Stock | SSaleDisposed | −344 | –F2 | – | 491 | Direct | |
| Feb 15, 2025 | Common Stock | SSaleDisposed | −592 | –F2 | – | 847 | Direct | |
| Mar 15, 2025 | Common Stock | SSaleDisposed | −6,710 | –F2 | – | 9,623 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 15, 2025 | common stock | MOption exerciseAcquired | +16,333 | $0.00 | $0 | 0 | Direct | |
| Feb 15, 2025 | Common Stock | MOption exerciseAcquired | +835 | $0.00 | $0 | 6,672 | Direct | |
| Feb 15, 2025 | common stock | MOption exerciseAcquired | +1,439 | $0.00 | $0 | 15,829 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.
Referenced by the price of 3 transactions in Table I.
- F2
The sale of shares is for the sole purpose of covering the Reporting Person's tax liability and broker fees with respect to the settlement of restricted stock units.
Referenced by the price of 3 transactions in Table I.