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Monroe William's Form 4/A amendment

Amended

Nine Energy Service, Inc.NINE · filed Feb 11, 2025

Accession no.
0000950170-25-017991
Filed
Feb 11, 2025
Trade date
Nov 19-21, 2024
Filing delay
84 days
Rule 10b5-1 plan
Not checked
Original filed
Nov 22, 2024

This filing lists 3 non-derivative transactions. Open-market purchases total $1.16M. It was filed 84 days after the trade.

This amendment replaces 0000950170-24-130329 (filed Nov 22, 2024).

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Monroe WilliamCIK 000187822910% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 19, 2024Common Stock, par value $0.01 per sharePPurchaseAcquired+435,000$1.19F1+$517,6504,338,000Direct
Nov 20, 2024Common Stock, par value $0.01 per sharePPurchaseAcquired+265,000$1.21F2+$320,6504,603,000Direct
Nov 21, 2024Common Stock, par value $0.01 per sharePPurchaseAcquired+260,000$1.24F3+$322,4004,863,000Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The reported price is the weighted average purchase price for the transactions reported on that line. Purchases were made at a purchase price of between $1.1506-$1.2388. The Reporting Person will provide to the Staff, the issuer, or a security holder full information regarding the number of shares purchased or sold at each separate price upon request.

Referenced by the price of 1 transaction in Table I.

F2

The reported price is the weighted average purchase price for the transactions reported on that line. Purchases were made at a purchase price of between $1.1850-$1.2437. The Reporting Person will provide to the Staff, the issuer, or a security holder full information regarding the number of shares purchased or sold at each separate price upon request.

Referenced by the price of 1 transaction in Table I.

F3

The reported price is the weighted average purchase price for the transactions reported on that line. Purchases were made at a purchase price of between $1.2106-$1.2796. The Reporting Person will provide to the Staff, the issuer, or a security holder full information regarding the number of shares purchased or sold at each separate price upon request.

Referenced by the price of 1 transaction in Table I.

F4

The filing of this Form 4/A is to correct the number of shares of Common Stock beneficially held by the Reporting Person reported in the Form 4 filed on November 22, 2024, which error was discovered by the Reporting Person on February 10, 2025.

Read the full filing on SEC EDGAR (opens in a new tab)