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Monroe William's Form 4 filing

Nine Energy Service, Inc.NINE · filed Nov 22, 2024

Accession no.
0000950170-24-130329
Filed
Nov 22, 2024
Trade date
Nov 19-21, 2024
Filing delay
3 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions. Open-market purchases total $1.16M. It was filed 3 days after the trade, past the 2-business-day deadline.

This filing was later replaced by the amendment 0000950170-25-017991 (Feb 11, 2025). Trade tables on this site use the amended version.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Monroe WilliamCIK 000187822910% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 19, 2024Common Stock, par value $0.01 per sharePPurchaseAcquired+435,000$1.19F1+$517,6504,335,000Direct
Nov 20, 2024Common Stock, par value $0.01 per sharePPurchaseAcquired+265,000$1.21F2+$320,6504,600,000Direct
Nov 21, 2024Common Stock, par value $0.01 per sharePPurchaseAcquired+260,000$1.24F3+$322,4004,860,000Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The reported price is the weighted average purchase price for the transactions reported on that line. Purchases were made at a purchase price of between $1.1506-$1.2388. The Reporting Person will provide to the Staff, the issuer, or a security holder full information regarding the number of shares purchased or sold at each separate price upon request.

Referenced by the price of 1 transaction in Table I.

F2

The reported price is the weighted average purchase price for the transactions reported on that line. Purchases were made at a purchase price of between $1.1850-$1.2437. The Reporting Person will provide to the Staff, the issuer, or a security holder full information regarding the number of shares purchased or sold at each separate price upon request.

Referenced by the price of 1 transaction in Table I.

F3

The reported price is the weighted average purchase price for the transactions reported on that line. Purchases were made at a purchase price of between $1.2106-$1.2796. The Reporting Person will provide to the Staff, the issuer, or a security holder full information regarding the number of shares purchased or sold at each separate price upon request.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)