Oxford Science Enterprises plc's Form 4/A amendment
AmendedPepGen Inc. (PEPG) · filed Apr 9, 2024
- Accession no.
- 0000950170-24-043058
- Filed
- Apr 9, 2024
- Trade date
- May 10, 2022
- Filing delay
- 700 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- May 10, 2022
This filing lists 1 non-derivative transaction. It carries over 6 transactions from the original filing that it did not restate. Open-market purchases total $10.6M. It was filed 700 days after the trade.
This amendment restates part of 0000899243-22-017488 (filed May 10, 2022). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Oxford Science Enterprises plcCIK 0001856079 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 10, 2022 | Common Stock | PPurchaseAcquired | +879,970 | $12.00 | +$10,559,640 | 4,755,388 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0000899243-22-017488 (filed May 10, 2022).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 10, 2022 | Common Stock | CConversionAcquired | +1,262,986 | $0.00 | $0 | 1,381,846 | Direct | |
| May 10, 2022 | Common Stock | CConversionAcquired | +945,859 | $0.00 | $0 | 2,327,705 | Direct | |
| May 10, 2022 | Common Stock | CConversionAcquired | +1,547,713 | $0.00 | $0 | 3,875,418 | Direct |
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 10, 2022 | Common Stock | CConversionDisposed | −1,262,986 | $0.00 | $0 | 0 | Direct | |
| May 10, 2022 | Common Stock | CConversionDisposed | −945,859 | $0.00 | $0 | 0 | Direct | |
| May 10, 2022 | Common Stock | CConversionDisposed | −1,547,713 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
This amendment has no footnotes.
Remarks
This Form 4/A amends the Form 4 originally filed on May 10, 2022 to include a row in Table I disclosing the purchase of 879,970 shares by the Reporting Person that was inadvertently omitted from the original filing.