Oxford Science Enterprises plc's Form 4 filing
PepGen Inc. (PEPG) · filed May 10, 2022
- Accession no.
- 0000899243-22-017488
- Filed
- May 10, 2022
- Trade date
- May 10, 2022
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 3 derivative transactions. It was filed on the trade date.
This filing was later replaced by the amendment 0000950170-24-043058 (Apr 9, 2024). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Oxford Science Enterprises plcCIK 0001856079 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 10, 2022 | Common Stock | CConversionAcquired | +1,262,986 | $0.00 | $0 | 1,381,846 | Direct | |
| May 10, 2022 | Common Stock | CConversionAcquired | +945,859 | $0.00 | $0 | 2,327,705 | Direct | |
| May 10, 2022 | Common Stock | CConversionAcquired | +1,547,713 | $0.00 | $0 | 3,875,418 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 10, 2022 | Common Stock | CConversionDisposed | −1,262,986 | $0.00 | $0 | 0 | Direct | |
| May 10, 2022 | Common Stock | CConversionDisposed | −945,859 | $0.00 | $0 | 0 | Direct | |
| May 10, 2022 | Common Stock | CConversionDisposed | −1,547,713 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.