Patou Gary's Form 4 filing
Xenon Pharmaceuticals Inc. (XENE) · filed Dec 15, 2023
- Accession no.
- 0000950170-23-070841
- Filed
- Dec 15, 2023
- Trade date
- Dec 13, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 10 non-derivative transactions and 3 derivative transactions. Open-market sales total $759.0K. It was filed 2 days after the trade.
This filing was later replaced by the amendment 0000950170-23-070912 (Dec 15, 2023). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Patou GaryCIK 0001283535 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2023 | Common Shares | MOption exerciseAcquired | +6,378 | $9.85 | +$62,823.3 | 29,951 | Direct | |
| Dec 13, 2023 | Common Shares | FTax withholdingDisposed | −1,278 | $39.68 | −$50,711.04 | 28,673 | Direct | |
| Dec 13, 2023 | Common Shares | SSaleDisposed | −5,100 | $38.94 | −$198,594 | 23,573 | Direct | |
| Dec 13, 2023 | Common Shares | MOption exerciseAcquired | +2,880 | $9.85 | +$28,368 | 26,453 | Direct | |
| Dec 13, 2023 | Common Shares | FTax withholdingDisposed | −577 | $39.68 | −$22,895.36 | 25,876 | Direct | |
| Dec 13, 2023 | Common Shares | SSaleDisposed | −2,303 | $39.10 | −$90,047.3 | 23,573 | Direct | |
| Dec 13, 2023 | Common Shares | MOption exerciseAcquired | +5,144 | $9.00 | +$46,296 | 28,717 | Direct | |
| Dec 13, 2023 | Common Shares | FTax withholdingDisposed | −1,167 | $39.68 | −$46,306.56 | 27,550 | Direct | |
| Dec 13, 2023 | Common Shares | SSaleDisposed | −3,977 | $39.84 | −$158,443.68 | 23,573 | Direct | |
| Dec 13, 2023 | Common Shares | SSaleDisposed | −7,598 | $41.05 | −$311,897.9 | 4,902 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2023 | Common Shares | MOption exerciseDisposed | −6,378 | $0.00 | $0 | 0 | Direct | |
| Dec 13, 2023 | Common Shares | MOption exerciseDisposed | −2,800 | $0.00 | $0 | 0 | Direct | |
| Dec 13, 2023 | Common Shares | MOption exerciseDisposed | −5,144 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.