Huh Hoyoung's Form 4/A amendment
AmendedPeak Bio, Inc. (PKBO) · filed Sep 12, 2023
- Accession no.
- 0000950170-23-047707
- Filed
- Sep 12, 2023
- Trade date
- Aug 29-31, 2023
- Filing delay
- 14 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Sep 1, 2023
This filing lists 7 non-derivative transactions. It was filed 14 days after the trade.
This amendment replaces 0000950170-23-046053 (filed Sep 1, 2023).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Huh HoyoungCIK 0001401267 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 29, 2023 | Common Stock | PPurchaseAcquired | 0 | $0.00 | $0 | 8,135,742 | Direct | |
| Aug 30, 2023 | Common Stock | PPurchaseAcquired | 0 | $0.00 | $0 | 8,135,742 | Direct | |
| Aug 30, 2023 | Common Stock | PPurchaseAcquired | 0 | $0.00 | $0 | 8,135,742 | Direct | |
| Aug 30, 2023 | Common Stock | PPurchaseAcquired | 0 | $0.00 | $0 | 8,135,742 | Direct | |
| Aug 30, 2023 | Common Stock | PPurchaseAcquired | 0 | $0.00 | $0 | 8,135,742 | Direct | |
| Aug 30, 2023 | Common Stock | PPurchaseAcquired | 0 | $0.00 | $0 | 8,135,742 | Direct | |
| Aug 31, 2023 | Common Stock | PPurchaseAcquired | 0 | $0.00 | $0 | 8,135,742 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On September 1, 2023, a representative of Hoyoung Huh mistakenly reported purchases of 93,250 shares of the Company's Common Stock between 08/29/23 and 08/31/23. None of those purchases were made.
- F2
The securities are held by Hannol Ventures LLC (the "LLC"). The Reporting Person is sole member of the LLC.