Huh Hoyoung's Form 4 filing
Peak Bio, Inc. (PKBO) · filed Sep 1, 2023
- Accession no.
- 0000950170-23-046053
- Filed
- Sep 1, 2023, 4:05 PM ET
- Trade date
- Aug 29-31, 2023
- Filing delay
- 3 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 7 non-derivative transactions. Open-market purchases total $24.0K. It was filed 3 days after the trade, past the 2-business-day deadline.
This filing was later replaced by the amendment 0000950170-23-047707 (Sep 12, 2023). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Huh HoyoungCIK 0001401267 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 29, 2023 | Common Stock | PPurchaseAcquired | +5,500 | $0.25 | +$1,375 | 8,141,242 | Direct | |
| Aug 30, 2023 | Common Stock | PPurchaseAcquired | +1,000 | $0.253 | +$253 | 8,142,242 | Direct | |
| Aug 30, 2023 | Common Stock | PPurchaseAcquired | +2,500 | $0.26 | +$650 | 8,144,742 | Direct | |
| Aug 30, 2023 | Common Stock | PPurchaseAcquired | +3,750 | $0.251 | +$941.25 | 8,148,492 | Direct | |
| Aug 30, 2023 | Common Stock | PPurchaseAcquired | +11,400 | $0.265 | +$3,021 | 8,159,892 | Direct | |
| Aug 30, 2023 | Common Stock | PPurchaseAcquired | +56,100 | $0.255 | +$14,305.5 | 8,215,992 | Direct | |
| Aug 31, 2023 | Common Stock | PPurchaseAcquired | +13,000 | $0.265 | +$3,445 | 8,228,992 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.