Mehta Mukesh's Form 4 filing
AssetMark Financial Holdings, Inc. (AMK) · filed Jul 1, 2021
- Accession no.
- 0000950103-21-009934
- Filed
- Jul 1, 2021
- Trade date
- Jun 9, 2021
- Filing delay
- 22 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction and 1 derivative transaction. It was filed 22 days after the trade, past the 2-business-day deadline.
This filing was later replaced by the amendment 0001209191-21-054694 (Sep 3, 2021). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mehta MukeshCIK 0001782585 | Officer (EVP, Chief Information Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 9, 2021 | Common stock | AGrant or awardAcquired | +17,081 | $0.00 | $0 | 319,724 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 9, 2021 | Common Stock | AGrant or awardAcquired | +73,171 | $0.00 | $0 | 73,171 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.