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Staggs Joe David JR's Form 4/A amendment

Amended

SWK Holdings Corp (SWKHL) · filed Sep 16, 2022

Accession no.
0000947871-22-000977
Filed
Sep 16, 2022
Trade date
Sep 9, 2022
Filing delay
7 days
Rule 10b5-1 plan
Not on the form (before 2023)
Original filed
Sep 13, 2022

This filing lists 1 non-derivative transaction and 0 derivative transactions. Open-market purchases total $45.4K. It was filed 7 days after the trade.

This amendment replaces 0000947871-22-000963 (filed Sep 13, 2022).

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Staggs Joe David JRCIK 0001946414Officer (PRESIDENT)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 9, 2022Common StockPPurchaseAcquired+2,745$16.53+$45,374.8519,637Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)