Staggs Joe David JR's Form 4 filing
SWK Holdings Corp (SWKHL) · filed Sep 13, 2022
- Accession no.
- 0000947871-22-000963
- Filed
- Sep 13, 2022
- Trade date
- Sep 9, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. Open-market purchases total $45.4K. It was filed 4 days after the trade.
This filing was later replaced by the amendment 0000947871-22-000977 (Sep 16, 2022). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Staggs Joe David JRCIK 0001946414 | Officer (PRESIDENT) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 9, 2022 | Common Stock | PPurchaseAcquired | +2,745 | $16.53F1 | +$45,374.85 | 16,641 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.45 to $16.65, inclusive. The reporting person undertakes to provide to SWK Holdings Corporation, any security holder of SWK Holdings Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.