Hessekiel Jeffrey's Form 4 filing
Exelixis, Inc. (EXEL) · filed Nov 17, 2022
- Accession no.
- 0000939767-22-000114
- Filed
- Nov 17, 2022
- Trade date
- May 17, 2021-Nov 15, 2022
- Filing delay
- 549 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $818.3K. It was filed 549 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hessekiel JeffreyCIK 0001599803 | Officer (EVP, General Counsel & Sec) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 17, 2021 | Common Stock | SSaleDisposed | −18,000 | $25.39F2 | −$457,020 | 604,822 | Direct | |
| May 16, 2022 | Common Stock | SSaleDisposed | −18,000 | $20.07F4 | −$361,260 | 586,822 | Direct | |
| Nov 15, 2022 | Common Stock | FTax withholdingDisposed | −7,177 | $16.71 | −$119,927.67 | 579,645 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $25.09 to $25.71. Reporting Person undertakes to provide Exelixis, Inc., any security holder of Exelixis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F4
Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $20.00 to $20.29. Reporting Person undertakes to provide Exelixis, Inc., any security holder of Exelixis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 4 to this Form 4.
Referenced by the price of 1 transaction in Table I.