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Haley Patrick J.'s Form 4 filing

Exelixis, Inc. (EXEL) · filed Apr 4, 2022

Accession no.
0000939767-22-000041
Filed
Apr 4, 2022
Trade date
Mar 31-Apr 1, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $454.3K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Haley Patrick J.CIK 0001692954Officer (EVP, Commercial)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 31, 2022Common StockMOption exerciseAcquired+10,000$6.21+$62,100279,191Direct
Mar 31, 2022Common StockSSaleDisposed−10,000$22.43−$224,300269,191Direct
Apr 1, 2022Common StockMOption exerciseAcquired+10,000$6.21+$62,100279,191Direct
Apr 1, 2022Common StockSSaleDisposed−10,000$23.00−$230,000269,191Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 31, 2022Common StockMOption exerciseDisposed−10,000$0.00$050,000Direct
Apr 1, 2022Common StockMOption exerciseDisposed−10,000$0.00$040,000Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)