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Nodelman Oleg's Form 4 filing

Zymeworks Inc.ZYME · filed Mar 19, 2025

Accession no.
0000935836-25-000239
Filed
Mar 19, 2025, 6:32 PM ET
Trade date
Mar 17-19, 2025
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions. Open-market purchases total $2.87M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Nodelman OlegCIK 0001454385Director, 10% Owner
EcoR1 Capital, LLCCIK 0001587114Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 17, 2025Common StockPPurchaseAcquired+56,277$12.23F3+$688,464.6816,858,418Indirect
Mar 18, 2025Common StockPPurchaseAcquired+113,880$12.65F6+$1,440,855.3116,972,298Indirect
Mar 19, 2025Common StockPPurchaseAcquired+58,306$12.64F9+$737,232.7317,030,604Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.1287 to $12.2678 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote with the ranges set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F6

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.3214 to $12.7045, inclusive.

Referenced by the price of 1 transaction in Table I.

F9

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.5029 to $12.7711, inclusive.

Referenced by the price of 1 transaction in Table I.

Remarks

Mr. Nodelman is a director of the Issuer. Scott Platshon, an employee of EcoR1, also serves as a director of the Issuer and was nominated for the board by EcoR1 and the Funds.

Read the full filing on SEC EDGAR (opens in a new tab)