Protiva Brian's Form 4/A amendment
AmendedADTRAN Holdings, Inc. (ADTN) · filed Sep 2, 2022
- Accession no.
- 0000926282-22-000052
- Filed
- Sep 2, 2022
- Trade date
- Aug 23, 2022
- Filing delay
- 10 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Aug 25, 2022
This filing lists 3 non-derivative transactions and 2 derivative transactions. It carries over 1 transaction from the original filing that it did not restate. Open-market sales total $870.6K. It was filed 10 days after the trade.
This amendment restates part of 0000926282-22-000050 (filed Aug 25, 2022). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Protiva BrianCIK 0001930886 | Officer (CEO of ADVA) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 23, 2022 | Common Stock | MOption exerciseAcquired | +17,668 | $10.58 | +$186,927.44 | 348,277.14 | Direct | |
| Aug 23, 2022 | Common Stock | MOption exerciseAcquired | +8,833 | $7.04 | +$62,184.32 | 357,110.14 | Direct | |
| Aug 23, 2022 | Common Stock | SSaleDisposed | −26,501 | $24.64 | −$652,984.64 | 330,609.14 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 23, 2022 | Common Stock | MOption exerciseDisposed | −17,668 | $0.00 | $0 | 0 | Direct | |
| Aug 23, 2022 | Common Stock | MOption exerciseDisposed | −8,833 | $0.00 | $0 | 52,997 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0000926282-22-000050 (filed Aug 25, 2022).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 23, 2022 | Common Stock | SSaleDisposed | −8,833 | $24.64 | −$217,645.12 | 330,609.14 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.