Protiva Brian's Form 4 filing
ADTRAN Holdings, Inc. (ADTN) · filed Aug 25, 2022
- Accession no.
- 0000926282-22-000050
- Filed
- Aug 25, 2022
- Trade date
- Aug 23, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $653.0K. It was filed 2 days after the trade.
This filing was later replaced by the amendment 0000926282-22-000052 (Sep 2, 2022). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Protiva BrianCIK 0001930886 | Director, Officer (CEO of ADVA) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 23, 2022 | Common Stock | MOption exerciseAcquired | +17,668 | $10.58 | +$186,927.44 | 348,277.14 | Direct | |
| Aug 23, 2022 | Common Stock | SSaleDisposed | −17,668 | $24.64 | −$435,339.52 | 330,609.14 | Direct | |
| Aug 23, 2022 | Common Stock | MOption exerciseAcquired | +8,833 | $7.04 | +$62,184.32 | 339,442.14 | Direct | |
| Aug 23, 2022 | Common Stock | SSaleDisposed | −8,833 | $24.64 | −$217,645.12 | 330,609.14 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 23, 2022 | Common Stock | MOption exerciseDisposed | −17,668 | $0.00 | $0 | 0 | Direct | |
| Aug 23, 2022 | Common Stock | MOption exerciseDisposed | −8,833 | $0.00 | $0 | 52,997 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.