Anderson Edward T's Form 4 filing
Lyra Therapeutics, Inc. (LYRA) · filed Jun 2, 2023
- Accession no.
- 0000899243-23-014350
- Filed
- Jun 2, 2023, 4:11 PM ET
- Trade date
- May 31, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 3 derivative transactions. Open-market purchases total $4.39M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Anderson Edward TCIK 0001218581 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 31, 2023 | Common Stock | PPurchaseAcquired | +403,858 | $2.43 | +$981,374.94 | 2,259,301 | Indirect | |
| May 31, 2023 | Common Stock | PPurchaseAcquired | +197,946 | $2.43 | +$481,008.78 | 1,107,370 | Indirect | |
| May 31, 2023 | Common Stock | PPurchaseAcquired | +1,203,612 | $2.43 | +$2,924,777.16 | 2,521,745 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 31, 2023 | Common Stock | PPurchaseAcquired | +201,929 | $0.125 | +$25,241.13 | 201,929 | Indirect | |
| May 31, 2023 | Common Stock | PPurchaseAcquired | +98,973 | $0.125 | +$12,371.63 | 98,973 | Indirect | |
| May 31, 2023 | Common Stock | PPurchaseAcquired | +601,806 | $0.125 | +$75,225.75 | 601,806 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.