Cong Ed's Form 4/A amendment
AmendedJohn Hancock Marathon Asset-Based Lending Fund · filed Mar 22, 2023
- Accession no.
- 0000899243-23-009446
- Filed
- Mar 22, 2023
- Trade date
- Jan 31, 2023
- Filing delay
- 50 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Feb 2, 2023
This filing lists 1 non-derivative transaction. Open-market purchases total $150.0K. It was filed 50 days after the trade.
This amendment replaces 0000899243-23-003507 (filed Feb 2, 2023).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cong EdCIK 0001939264 | Other: Officer of Sub-Advisor |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 31, 2023 | Class I Shares | PPurchaseAcquired | +7,511.27 | $19.97F1 | +$150,000.06 | 7,511.27 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The original Form 4 was filed reporting an estimate of the number of shares purchased, the purchase price per share, and the total amount of securities beneficially owned by the Reporting Person following the reported transaction based on the Issuer's net asset value ("NAV") per share on December 30, 2022, which was the most recently calculated NAV per share at the time the original Form 4 was due. This Amendment is being filed to disclose the actual number of shares purchased, the purchase price per share, and the total amount of securities beneficially owned by the Reporting Person following the reported transaction based on the Issuer's actual NAV per share as of January 31, 2023.
Referenced by the price of 1 transaction in Table I.
Remarks
The Reporting Person is a Portfolio Manager of Marathon Asset Management, L.P., the Sub-Advisor of the Issuer. The Reporting Person disclaims beneficial ownership of any securities reported as beneficially owned by Marathon Asset Management, L.P.