Cong Ed's Form 4 filing
John Hancock Marathon Asset-Based Lending Fund · filed Feb 2, 2023
- Accession no.
- 0000899243-23-003507
- Filed
- Feb 2, 2023
- Trade date
- Jan 31, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. Open-market purchases total $150.0K. It was filed 2 days after the trade.
This filing was later replaced by the amendment 0000899243-23-009446 (Mar 22, 2023). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cong EdCIK 0001939264 | Other: Officer of Sub-Advisor |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 31, 2023 | Class I Shares | PPurchaseAcquired | +7,595 | $19.75F1 | +$150,001.25 | 7,595 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Estimate based on the Issuer's most recently determined net asset value ("NAV") per share on December 30, 2022. Due to the timing of the Issuer's calculation of its NAV, the actual number of shares purchased and purchase price per share cannot be determined at the time of this filing. Following the definitive calculation of such NAV, an amendment to this Form 4 will be filed to disclose the number of shares purchased, the purchase price per share, and the total amount of securities beneficially owned by the Reporting Person following the reported transaction.
Referenced by the price of 1 transaction in Table I.
Remarks
The Reporting Person is a Portfolio Manager of Marathon Asset Management, L.P., the Sub-Advisor of the Issuer. The Reporting Person disclaims beneficial ownership of any securities reported as beneficially owned by Marathon Asset Management, L.P.