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Yu Peter's Form 4/A amendment

Amended

AlTi Global, Inc. (ALTI) · filed Jan 26, 2023

Accession no.
0000899243-23-002815
Filed
Jan 26, 2023, 9:30 PM ET
Trade date
Jan 20, 2023
Filing delay
6 days
Rule 10b5-1 plan
Not on the form (before 2023)
Original filed
Jan 23, 2023

This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $250.0K. It was filed 6 days after the trade.

This amendment replaces 0000899243-23-002443 (filed Jan 23, 2023).

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Yu PeterCIK 0001426890Director, 10% Owner
Pangaea Three-B, LPCIK 000175478210% Owner
CGC Sponsor LLCCIK 000184787810% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 20, 2023Class A Common StockPPurchaseAcquired+25,000$10.00+$250,0006,459,292Indirect
Jan 20, 2023Class A Common StockJOtherDisposed−420,000$0.00$06,039,292Indirect

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)