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Yu Peter's Form 4 filing

AlTi Global, Inc. (ALTI) · filed Jan 23, 2023

Accession no.
0000899243-23-002443
Filed
Jan 23, 2023, 8:30 PM ET
Trade date
Jan 23, 2023
Filing delay
Same day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $237.5K. It was filed on the trade date.

This filing was later replaced by the amendment 0000899243-23-002815 (Jan 26, 2023). Trade tables on this site use the amended version.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Yu PeterCIK 0001426890Director, 10% Owner
Pangaea Three-B, LPCIK 000175478210% Owner
CGC Sponsor LLCCIK 000184787810% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 23, 2023Class A Common StockPPurchaseAcquired+25,000$9.50+$237,5006,459,292Indirect
Jan 23, 2023Class A Common StockJOtherDisposed−420,000$0.00$06,039,292Indirect

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)