Astle Christopher's Form 4/A amendment
AmendedZymeworks Inc. (ZYME) · filed Dec 23, 2022
- Accession no.
- 0000899243-22-039332
- Filed
- Dec 23, 2022
- Trade date
- Dec 12, 2022
- Filing delay
- 11 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Dec 14, 2022
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $5.33K. It was filed 11 days after the trade.
This amendment replaces 0000899243-22-038516 (filed Dec 14, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Astle ChristopherCIK 0001915257 | Officer (SVP & Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 12, 2022 | Common Stock | MOption exerciseAcquired | +1,550 | $0.00 | $0 | 2,220 | Direct | |
| Dec 12, 2022 | Common Stock | SSaleDisposed | −887 | $6.01 | −$5,330.87 | 1,333 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 12, 2022 | Common Shares | MOption exerciseDisposed | −1,550 | $0.00 | $0 | 1,550 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.