Josephson Neil's Form 4/A amendment
AmendedZymeworks Inc. (ZYME) · filed Dec 23, 2022
- Accession no.
- 0000899243-22-039331
- Filed
- Dec 23, 2022
- Trade date
- Nov 10, 2022
- Filing delay
- 43 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Nov 14, 2022
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $20.0K. It was filed 43 days after the trade.
This amendment replaces 0000899243-22-035813 (filed Nov 14, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Josephson NeilCIK 0001864141 | Officer (Chief Medical Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 10, 2022 | Common Stock | MOption exerciseAcquired | +5,885 | $0.00 | $0 | 16,924 | Direct | |
| Nov 10, 2022 | Common Stock | SSaleDisposed | −2,475 | $8.10 | −$20,047.5 | 14,449 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 10, 2022 | Common Shares | MOption exerciseDisposed | −5,885 | $0.00 | $0 | 11,772 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.