Goss John Howard JR's Form 4 filing
Sally Beauty Holdings, Inc.SBH · filed Mar 3, 2022
- Accession no.
- 0000899243-22-009051
- Filed
- Mar 3, 2022
- Trade date
- Mar 2, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $381.6K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Goss John Howard JRCIK 0001833119 | Officer (SVP & President, Sally Beauty) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 2, 2022 | Common Stock | MOption exerciseAcquired | +10,003 | $16.65 | +$166,549.95 | 30,182 | Direct | |
| Mar 2, 2022 | Common Stock | MOption exerciseAcquired | +7,682 | $9.09 | +$69,829.38 | 37,864 | Direct | |
| Mar 2, 2022 | Common Stock | MOption exerciseAcquired | +3,804 | $11.78 | +$44,811.12 | 41,668 | Direct | |
| Mar 2, 2022 | Common Stock | SSaleDisposed | −21,489 | $17.76F1,F2 | −$381,644.64 | 20,179 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 2, 2022 | Common Stock | MOption exerciseDisposed | −10,003 | $0.00 | $0 | 5,002 | Direct | |
| Mar 2, 2022 | Common Stock | MOption exerciseDisposed | −7,682 | $0.00 | $0 | 15,364 | Direct | |
| Mar 2, 2022 | Common Stock | MOption exerciseDisposed | −3,804 | $0.00 | $0 | 7,608 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a sale order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Reflects the weighted average sale price. The range of prices for such transaction is $17.60 and $17.83.
Referenced by the price of 1 transaction in Table I.