Boxer Capital, LLC's Form 4 filing
iTeos Therapeutics, Inc. (ITOS) · filed Jan 5, 2022
- Accession no.
- 0000899243-22-001072
- Filed
- Jan 5, 2022, 9:20 PM ET
- Trade date
- Jan 3-4, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 14 non-derivative transactions. Open-market sales total $32.6M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Boxer Capital, LLCCIK 0001465837 | Director, 10% Owner |
| Davis Aaron I.CIK 0001465914 | Director |
| Lewis JosephCIK 0001015747 | 10% Owner |
| Boxer Asset Management Inc.CIK 0001465836 | 10% Owner |
| MVA Investors, LLCCIK 0001468223 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 3, 2022 | Common Stock | SSaleDisposed | −432,903 | $47.65F3 | −$20,626,182.92 | 3,912,113 | Direct | |
| Jan 3, 2022 | Common Stock | SSaleDisposed | −39,481 | $49.37F4 | −$1,949,354.63 | 3,872,632 | Direct | |
| Jan 3, 2022 | Common Stock | SSaleDisposed | −17,173 | $50.63 | −$869,534.25 | 3,855,459 | Direct | |
| Jan 3, 2022 | Common Stock | SSaleDisposed | −23,353 | $47.63F3 | −$1,112,245.01 | 48,890 | Direct | |
| Jan 3, 2022 | Common Stock | SSaleDisposed | −1,682 | $49.37F4 | −$83,048.58 | 47,208 | Direct | |
| Jan 3, 2022 | Common Stock | SSaleDisposed | −731 | $50.63 | −$37,013.31 | 46,477 | Direct | |
| Jan 4, 2022 | Common Stock | SSaleDisposed | −88,054 | $41.84F5 | −$3,684,355.47 | 3,767,405 | Direct | |
| Jan 4, 2022 | Common Stock | SSaleDisposed | −9,366 | $43.36F6 | −$406,109.76 | 3,758,039 | Direct | |
| Jan 4, 2022 | Common Stock | SSaleDisposed | −33,297 | $44.44 | −$1,479,771.96 | 3,724,742 | Direct | |
| Jan 4, 2022 | Common Stock | SSaleDisposed | −7,483 | $45.48 | −$340,309.63 | 3,717,259 | Direct | |
| Jan 4, 2022 | Common Stock | SSaleDisposed | −29,623 | $41.84F5 | −$1,239,485.57 | 16,854 | Direct | |
| Jan 4, 2022 | Common Stock | SSaleDisposed | −3,138 | $43.36F6 | −$136,062.42 | 13,716 | Direct | |
| Jan 4, 2022 | Common Stock | SSaleDisposed | −11,199 | $44.44 | −$497,701.48 | 2,517 | Direct | |
| Jan 4, 2022 | Common Stock | SSaleDisposed | −2,517 | $45.48 | −$114,467.37 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
Reflects the weighted average sale price. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. The range of prices for such transaction is $47.4904 to $47.8617.
Referenced by the price of 2 transactions in Table I.
- F4
Reflects the weighted average sale price. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. The range of prices for such transaction is $49.2035 to $50.1716.
Referenced by the price of 2 transactions in Table I.
- F5
Reflects the weighted average sale price. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. The range of prices for such transaction is $41.4811 to $42.1440.
Referenced by the price of 2 transactions in Table I.
- F6
Reflects the weighted average sale price. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. The range of prices for such transaction is $42.6291 to $43.4221.
Referenced by the price of 2 transactions in Table I.