Yu, David's Form 4/A amendment
AmendedGoldman Sachs Private Middle Market Credit II LLC · filed Jun 22, 2022
- Accession no.
- 0000895345-22-000516
- Filed
- Jun 22, 2022
- Trade date
- Jun 13, 2022
- Filing delay
- 9 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Jun 15, 2022
This filing lists 1 non-derivative transaction. Open-market purchases total $2.80K. It was filed 9 days after the trade.
This amendment replaces 0000895345-22-000491 (filed Jun 15, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Yu, DavidCIK 0001635531 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 13, 2022 | Common Units of limited liability company interests | PPurchaseAcquired | +29 | $96.56F1 | +$2,800.24 | 306.59 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This amendment is being filed to amend the disclosure in Table I, Columns 4 and 5 in the Form 4 previously filed on June 15, 2022 by the reporting person in order to disclose the amount of securities acquired, the price of securities and the amount of securities beneficially owned following Mr. Yu's $2,800 capital contribution that was made on June 21, 2022. When Mr. Yu's Form 4 was initially filed on June 15, 2022, the amount of securities acquired was not calculable.
Referenced by the price of 1 transaction in Table I.
Remarks
Executive Vice President and Head of Research