Yu, David's Form 4 filing
Goldman Sachs Private Middle Market Credit II LLC · filed Jun 15, 2022
- Accession no.
- 0000895345-22-000491
- Filed
- Jun 15, 2022
- Trade date
- Jun 13, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. It was filed 2 days after the trade.
This filing was later replaced by the amendment 0000895345-22-000516 (Jun 22, 2022). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Yu, DavidCIK 0001635531 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 13, 2022 | Common Units of limited liability company interests | PPurchaseAcquired | 0 | –F1 | – | 277.59 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On the date hereof, Mr. Yu owns 277.592 Common Units of limited liability company interests (the "Common Units") of Goldman Sachs Private Middle Market Credit II LLC (the "Company"). In addition, on June 13, 2022, the Company issued a capital call notice to its holders of Common Units. Pursuant to such capital call notice, Mr. Yu is obligated to make a capital contribution of $2,800 on June 15, 2022 out of his $40,000 aggregate capital commitment to the Company, and the Company is obligated to issue shares of Common Units to Mr. Yu, provided such capital contribution is funded timely. As of the date of this filing, the number of additional shares of Common Units that will be issued to Mr. Yu in respect of his $2,800 capital contribution is unknown. Mr. Yu will amend this Form 4 once the number of shares of Common Units has been determined.
Referenced by the price of 1 transaction in Table I.
Remarks
Executive Vice President and Head of Research