Griscom Paul's Form 4 filing
Macy's, Inc. (M) · filed Jul 11, 2023
- Accession no.
- 0000794367-23-000074
- Filed
- Jul 11, 2023
- Trade date
- Jul 9-10, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $5.39K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Griscom PaulCIK 0001813891 | Officer (SVP and Controller) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 9, 2023 | Common Stock | MOption exerciseAcquired | +1,131 | –F1 | – | 12,192 | Direct | |
| Jul 10, 2023 | Common Stock | SSaleDisposed | −338 | $15.95 | −$5,391.1 | 11,854 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 9, 2023 | Common Stock | MOption exerciseDisposed | −1,131 | $0.00 | $0 | 1,131 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.
Referenced by the price of 1 transaction in Table I.