Adams John K Jr's Form 4/A amendment
AmendedSchwab Charles Corp (SCHW) · filed Mar 28, 2024
- Accession no.
- 0000316709-24-000026
- Filed
- Mar 28, 2024
- Trade date
- Mar 22, 2024
- Filing delay
- 6 days
- Rule 10b5-1 plan
- Checked
- Original filed
- Mar 26, 2024
This filing lists 3 non-derivative transactions. It carries over 2 transactions from the original filing that it did not restate. Open-market sales total $1.14M. It was filed 6 days after the trade.
This amendment restates part of 0000316709-24-000022 (filed Mar 26, 2024). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Adams John K JrCIK 0001625471 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 22, 2024 | Common Stock | MOption exerciseAcquired | +7,835 | $31.21 | +$244,530.35 | 52,959.87 | Direct | |
| Mar 22, 2024 | Common Stock | MOption exerciseAcquired | +7,866 | $28.96 | +$227,799.36 | 60,825.87 | Direct | |
| Mar 22, 2024 | Common Stock | SSaleDisposed | −15,701 | $72.64 | −$1,140,520.64 | 45,124.87 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0000316709-24-000022 (filed Mar 26, 2024).
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 22, 2024 | Common Stock | MOption exerciseDisposed | −7,835 | $0.00 | $0 | 0 | Direct | |
| Mar 22, 2024 | Common Stock | MOption exerciseDisposed | −7,866 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The original Form 4, filed on March 26, 2024, is being amended solely to correct an administrative error, which inadvertently excluded from post-transaction holdings 673.8678 shares acquired through dividend reinvestment.