Adams John K Jr's Form 4 filing
Schwab Charles Corp (SCHW) · filed Mar 26, 2024
- Accession no.
- 0000316709-24-000022
- Filed
- Mar 26, 2024
- Trade date
- Mar 22, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.14M. It was filed 4 days after the trade.
This filing was later replaced by the amendment 0000316709-24-000026 (Mar 28, 2024). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Adams John K JrCIK 0001625471 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 22, 2024 | Common Stock | MOption exerciseAcquired | +7,835 | $31.21 | +$244,530.35 | 52,286 | Direct | |
| Mar 22, 2024 | Common Stock | MOption exerciseAcquired | +7,866 | $28.96 | +$227,799.36 | 60,152 | Direct | |
| Mar 22, 2024 | Common Stock | SSaleDisposed | −15,701 | $72.64F3 | −$1,140,520.64 | 44,451 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 22, 2024 | Common Stock | MOption exerciseDisposed | −7,835 | $0.00 | $0 | 0 | Direct | |
| Mar 22, 2024 | Common Stock | MOption exerciseDisposed | −7,866 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The transaction was executed in multiple trades at prices ranging from $72.57 to $72.645. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
Remarks
Exhibit 24 - Power of Attorney