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CNH Industrial N.V.

CNH
交易所
NYSE
產業
Construction Machinery & Equip
SEC CIK
0001567094

近 90 天,CNH Industrial N.V. 沒有內部人公開市場買賣的申報;2026 年第 2 季末有 528 家機構在 13F 申報持有,市值合計 $142.3 億;Oakmark(Harris Associates)、綠光資本等 3 位大師持有。

四種放空資料,量的東西都不一樣:

  • 空單餘額:某個結算日還沒回補的放空股數。FINRA 每月公布兩次,在結算日後約 8 個工作天。
  • 每日放空量:每天在場外成交、申報給 FINRA 的放空股數。算的是成交,不是未平倉的部位;隔天公布。
  • 交割失敗:到了交割日還沒交付的股數。SEC 每月公布兩次,晚約 2 週。
  • 暗池(ATS)成交量:每週在另類交易系統與其他場外市場的成交量。FINRA 在那一週之後 2~4 週公布。

更多說明見術語頁。

空單餘額

還沒回補的放空股數,取自 FINRA,近兩年的每一個結算日。

空單餘額
4,802 萬
股,結算日 2026/10/30
變化
−4.37 萬
較 2026/10/15 −0.1%
回補天數
2.80
空單餘額 ÷ 平均日成交量
平均日成交量
1,716 萬
股,FINRA 公布的
各結算日的空單餘額
2024/10/31:48,094,897 股2024/11/15:50,674,630 股2024/11/29:46,271,892 股2024/12/13:43,253,996 股2024/12/31:41,177,022 股2025/1/15:43,211,944 股2025/1/31:44,499,238 股2025/2/14:44,542,902 股2025/2/28:44,178,094 股2025/3/14:44,918,386 股2025/3/31:58,891,394 股2025/4/15:63,268,038 股2025/4/30:57,003,498 股2025/5/15:56,960,217 股2025/5/30:40,176,034 股2025/6/13:47,933,987 股2025/6/30:48,973,043 股2025/7/15:48,985,829 股2025/7/31:51,764,551 股2025/8/15:49,894,096 股2025/8/29:56,028,360 股2025/9/15:52,986,263 股2025/9/30:55,280,890 股2025/10/15:53,423,788 股2025/10/31:52,149,454 股2025/11/14:47,750,319 股2025/11/28:49,422,336 股2025/12/15:42,238,089 股2025/12/31:51,440,533 股2026/1/15:60,130,778 股2026/1/30:48,666,626 股2026/2/13:46,484,302 股2026/2/27:46,230,914 股2026/3/13:48,283,216 股2026/3/31:55,522,569 股2026/4/15:58,375,602 股2026/4/30:51,403,172 股2026/5/15:58,348,413 股2026/5/29:61,936,656 股2026/6/15:67,224,618 股2026/6/30:77,232,830 股2026/7/15:75,911,118 股2026/7/31:67,778,595 股2026/8/14:57,055,464 股2026/8/31:60,318,721 股2026/9/15:52,392,004 股2026/9/30:51,047,053 股2026/10/15:48,068,492 股2026/10/30:48,024,757 股
CNH 各結算日的空單餘額
結算日空單餘額變化變化 %平均日成交量回補天數
2026/10/304,802 萬−4.37 萬−0.1%1,716 萬2.80
2026/10/154,807 萬−297.9 萬−5.8%1,556 萬3.09
2026/9/305,105 萬−134.5 萬−2.6%1,548 萬3.30
2026/9/155,239 萬−792.7 萬−13.1%2,598 萬2.02
2026/8/316,032 萬+326.3 萬+5.7%2,445 萬2.47
2026/8/145,706 萬−1,072 萬−15.8%1,712 萬3.33
2026/7/316,778 萬−813.3 萬−10.7%1,300 萬5.21
2026/7/157,591 萬−132.2 萬−1.7%856.2 萬8.87
2026/6/307,723 萬+1,001 萬+14.9%1,198 萬6.44
2026/6/156,722 萬+528.8 萬+8.5%1,101 萬6.11
2026/5/296,194 萬+358.8 萬+6.2%1,169 萬5.30
2026/5/155,835 萬+694.5 萬+13.5%1,517 萬3.85
2026/4/305,140 萬−697.2 萬−11.9%1,677 萬3.07
2026/4/155,838 萬+285.3 萬+5.1%1,515 萬3.85
2026/3/315,552 萬+723.9 萬+15.0%2,083 萬2.67
2026/3/134,828 萬+205.2 萬+4.4%1,252 萬3.86
2026/2/274,623 萬−25.3 萬−0.6%1,657 萬2.79
2026/2/134,648 萬−218.2 萬−4.5%1,487 萬3.13
2026/1/304,867 萬−1,146 萬−19.1%1,191 萬4.09
2026/1/156,013 萬+869.0 萬+16.9%1,342 萬4.48
2025/12/315,144 萬+920.2 萬+21.8%882.1 萬5.83
2025/12/154,224 萬−718.4 萬−14.5%1,450 萬2.91
2025/11/28修正4,942 萬+177.5 萬+3.7%1,355 萬3.65
2025/11/144,775 萬−439.9 萬−8.4%1,548 萬3.08
2025/10/315,215 萬−127.4 萬−2.4%1,200 萬4.35
2025/10/155,342 萬−185.7 萬−3.4%1,185 萬4.51
2025/9/305,528 萬+229.5 萬+4.3%1,131 萬4.89
2025/9/155,299 萬−304.2 萬−5.4%1,341 萬3.95
2025/8/295,603 萬+613.4 萬+12.3%928.1 萬6.04
2025/8/154,989 萬−187.0 萬−3.6%1,151 萬4.34
2025/7/315,176 萬+277.9 萬+5.7%1,865 萬2.78
2025/7/154,899 萬+1.28 萬0.0%2,726 萬1.80
2025/6/304,897 萬+103.9 萬+2.2%2,317 萬2.11
2025/6/134,793 萬+775.8 萬+19.3%1,554 萬3.09
2025/5/304,018 萬−1,678 萬−29.5%1,829 萬2.20
2025/5/155,696 萬−4.33 萬−0.1%1,651 萬3.45
2025/4/305,700 萬−626.5 萬−9.9%1,618 萬3.52
2025/4/156,327 萬+437.7 萬+7.4%1,781 萬3.55
2025/3/315,889 萬+1,397 萬+31.1%2,283 萬2.58
2025/3/144,492 萬+74.0 萬+1.7%2,187 萬2.05
2025/2/284,418 萬−36.5 萬−0.8%2,228 萬1.98
2025/2/144,454 萬+4.37 萬+0.1%1,527 萬2.92
2025/1/314,450 萬+128.7 萬+3.0%1,561 萬2.85
2025/1/154,321 萬+203.5 萬+4.9%944.4 萬4.58
2024/12/314,118 萬−207.7 萬−4.8%699.5 萬5.89
2024/12/134,325 萬−301.8 萬−6.5%988.0 萬4.38
2024/11/294,627 萬−440.3 萬−8.7%1,761 萬2.63
2024/11/155,067 萬+258.0 萬+5.4%1,419 萬3.57
2024/10/314,809 萬−93.7 萬−1.9%747.4 萬6.44

交割失敗

到了交割日還沒交付的股數,取自 SEC,最近 30 個有交割失敗的日子。價格是 SEC 公布的前一天收盤價。

CNH 各交割日的交割失敗
交割日股數價格金額
2026/10/1462,740$12.17$76.4 萬
2026/10/935$12.13$424.55
2026/9/3020$13.06$261.2
2026/9/2222,318$13.48$30.1 萬
2026/9/1810,719$13.55$14.5 萬
2026/9/1652$14.00$728
2026/9/14354$13.58$4,807.32
2026/9/112,341$13.50$3.16 萬
2026/9/91,122$13.60$1.53 萬
2026/9/85,703$14.40$8.21 萬
2026/9/2750,184$12.50$937.7 萬
2026/9/1286,119$11.83$338.5 萬
2026/8/313,358$11.68$3.92 萬
2026/8/281,411$11.43$1.61 萬
2026/8/2762,891$11.62$73.1 萬
2026/8/2648$11.56$554.88
2026/8/24174$11.87$2,065.38
2026/8/2025,516$10.29$26.3 萬
2026/8/136,282$10.73$6.74 萬
2026/8/7275,378$10.85$298.8 萬
2026/8/693,804$10.79$101.2 萬
2026/8/5497$11.22$5,576.34
2026/8/46,000$10.80$6.48 萬
2026/7/301,400$10.76$1.51 萬
2026/7/298$11.44$91.52
2026/7/2710,475$11.15$11.7 萬
2026/7/24167,484$10.62$177.9 萬
2026/7/231$10.70$10.7
2026/7/171,063$10.60$1.13 萬
2026/7/1648$10.57$507.36

每日放空量

場外成交裡的放空量,不是空單餘額:每天申報給 FINRA 的場外成交中放空的股數,最近 30 個交易日。

放空量比例不能當成市場情緒:造市商為了接買單、避險本來就會放空,放空通常就佔場外成交量的一半上下。

CNH 各交易日的場外放空量
交易日放空量豁免放空量場外總成交量放空量比例
2026/11/133,595,65614,9175,577,61764.5%
2026/11/122,797,23010,9845,028,29755.6%
2026/11/112,751,2737,4854,294,50864.1%
2026/11/105,835,39531,3189,033,27064.6%
2026/11/95,890,88013,67710,486,50756.2%
2026/11/64,102,54312,6017,228,02156.8%
2026/11/52,774,8645,4306,559,59942.3%
2026/11/43,286,07510,8965,989,21754.9%
2026/11/33,146,34020,5787,631,59641.2%
2026/11/23,704,87120,1057,196,14451.5%
2026/10/303,016,6384,46410,385,65629.0%
2026/10/292,115,21211,13322,473,2689.4%
2026/10/282,392,8813,1067,364,57232.5%
2026/10/272,346,17410,4827,693,29430.5%
2026/10/263,720,66513,0798,791,10442.3%
2026/10/232,162,5476,2967,669,45528.2%
2026/10/223,961,01813,2419,092,93543.6%
2026/10/212,621,2052,5683,949,10766.4%
2026/10/203,466,0645,6635,808,44759.7%
2026/10/193,270,2995,3554,989,45465.5%
2026/10/163,334,6738,2454,658,13171.6%
2026/10/153,812,4055,0055,145,13974.1%
2026/10/143,775,36513,3665,246,40772.0%
2026/10/134,987,27818,9316,858,88772.7%
2026/10/123,629,11710,3675,551,52365.4%
2026/10/95,423,40210,97210,869,43749.9%
2026/10/83,787,99216,2788,300,69345.6%
2026/10/75,807,6854,3259,145,93563.5%
2026/10/63,047,688924,992,90461.0%
2026/10/53,121,8693,4474,402,35570.9%

暗池(ATS)成交量

每週在另類交易系統(ATS)與其他場外市場(OTC)的成交量,取自 FINRA,最近 12 週。ATS 佔比 = ATS 成交量 ÷(ATS + OTC 成交量),不是佔全市場成交量。

CNH 每週的 ATS 與場外成交量
週(起日)層級ATS 股數ATS 筆數其他場外股數其他場外筆數ATS 佔比
2026/10/19T112,460,98793,17020,362,10928,82638.0%
2026/10/12T114,484,31794,60913,760,22327,73051.3%
2026/10/5T120,625,544135,50118,849,25833,88652.2%
2026/9/28T115,647,097115,03116,842,94830,98348.2%
2026/9/21T116,267,901119,04621,017,55632,45643.6%
2026/9/14T118,848,732133,06725,805,25842,16142.2%
2026/9/7T116,465,239101,50221,268,76634,77543.6%
2026/8/31T142,088,627196,66658,840,63964,22641.7%
2026/8/24T120,770,291136,92916,272,81932,06556.1%
2026/8/17T124,314,149128,07020,341,20136,33854.4%
2026/8/10T114,349,46797,74218,601,66024,60143.5%
2026/8/3T120,260,409127,63228,989,99143,08941.1%