XML Financial, LLC
- SEC CIK
- 0001800465
- 最新申報
- 2026/7/24
2021 年第 3 季持倉
持倉截至 2021/9/30，2021/11/1 申報。只含多頭部位，變化是跟 2021 年第 2 季比股數。
- 持股檔數
- 312
- 較 2021 年第 2 季 +86
- 總值
- $7.49 億
- 較 2021 年第 2 季 +$2.94 億 (+64.7%)
| 證券 | 類別 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 | 紀錄 |
|---|---|---|---|---|---|---|---|
| Berkshire Grey I084656115 | EQUITY WRT | 10,000 | $1.20 萬 | <0.1% | +10,000 | 新進 | – |
| Trident Acquisitions Corp89615T114 | *W EXP 05/09/202 | 14,000 | $2.80 萬 | <0.1% | 00.0% | 不變 | – |
| LEOBNY Mellon Strategic Municipals, Inc. | COM | 10,000 | $8.70 萬 | <0.1% | +10,000 | 新進 | 歷史 |
| DSMBNY Mellon Strategic Municipal Bond Fund, Inc. | COM | 14,250 | $11.4 萬 | <0.1% | +14,250 | 新進 | 歷史 |
| MHFWestern Asset Municipal High Income Fund Inc. | COM | 15,499 | $12.3 萬 | <0.1% | +15,499 | 新進 | 歷史 |
| GLADGladstone Capital Corp | COM | 11,196 | $12.7 萬 | <0.1% | +188+1.7% | 加碼 | 歷史 |
| DNPDNP Select Income Fund Inc | COM | 12,435 | $13.3 萬 | <0.1% | +205+1.7% | 加碼 | 歷史 |
| SIRISirius XM Holdings Inc. | COM | 25,208 | $15.4 萬 | <0.1% | −169−0.7% | 減碼 | 歷史 |
| CHWCalamos Global Dynamic Income Fund | COM | 17,200 | $16.5 萬 | <0.1% | +17,200 | 新進 | 歷史 |
| ETJEaton Vance Risk-Managed Diversified Equity Income Fund | COM | 15,578 | $16.7 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| FFord Motor Co | Stock | 11,970 | $16.9 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| NUVNuveen Municipal Value Fund Inc | COM | 14,889 | $16.9 萬 | <0.1% | +14,889 | 新進 | 歷史 |
| JPCNuveen Preferred & Income Opportunities Fund | COM | 17,797 | $17.6 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| BDJBlackRock Enhanced Equity Dividend Trust | COM | 18,045 | $17.7 萬 | <0.1% | −5,794−24.3% | 減碼 | 歷史 |
| FNKOFunko, Inc. | COM CL A | 10,000 | $18.2 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| RQICohen & Steers Quality Income Realty Fund Inc | CEF | 12,401 | $18.5 萬 | <0.1% | +12,401 | 新進 | 歷史 |
| PRTSCarParts.com, Inc. | COM | 12,000 | $18.7 萬 | <0.1% | +12,000 | 新進 | 歷史 |
| NBHNeuberger Municipal Fund Inc. | COM | 12,250 | $19.7 萬 | <0.1% | +12,250 | 新進 | 歷史 |
| SPHSuburban Propane Partners LP | UNIT LTD PARTN | 12,957 | $19.9 萬 | <0.1% | −32−0.2% | 減碼 | 歷史 |
| MAMastercard Inc | Stock | 577 | $20.1 萬 | <0.1% | +577 | 新進 | 歷史 |
| COPConocoPhillips | Stock | 3,027 | $20.5 萬 | <0.1% | +3,027 | 新進 | 歷史 |
| Invesco Exch Traded FD Tr II46138E149 | S&P SMLCP HELT | 1,120 | $20.5 萬 | <0.1% | +1,120 | 新進 | – |
| AXPAmerican Express Co | Stock | 1,232 | $20.6 萬 | <0.1% | +1,232 | 新進 | 歷史 |
| CSLCarlisle Companies Inc | COM | 1,050 | $20.9 萬 | <0.1% | +1,050 | 新進 | 歷史 |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 4,070 | $21.2 萬 | <0.1% | −97−2.3% | 減碼 | – |
| CPRXCatalyst Pharmaceuticals, Inc. | COM | 40,000 | $21.2 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| HRCHill-Rom Holdings, Inc. | COM | 1,423 | $21.3 萬 | <0.1% | +1,423 | 新進 | 歷史 |
| Schwab US Aggregate Bond ETF808524839 | ETF | 3,945 | $21.4 萬 | <0.1% | +3,945 | 新進 | – |
| LYBLyondellBasell Industries N.V. | SHS - A - | 2,292 | $21.5 萬 | <0.1% | +23+1.0% | 加碼 | 歷史 |
| PENNPENN Entertainment, Inc. | COM | 3,008 | $21.8 萬 | <0.1% | +8+0.3% | 加碼 | 歷史 |
| VKQInvesco Municipal Trust | COM | 16,477 | $22.1 萬 | <0.1% | +16,477 | 新進 | 歷史 |
| PPGPPG Industries Inc | Stock | 1,555 | $22.2 萬 | <0.1% | +1,555 | 新進 | 歷史 |
| DTEDte Energy Co | COM | 2,000 | $22.3 萬 | <0.1% | +2,000 | 新進 | 歷史 |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 3,020 | $22.4 萬 | <0.1% | −129−4.1% | 減碼 | – |
| IRMIron Mountain Inc | COM | 5,209 | $22.6 萬 | <0.1% | +65+1.3% | 加碼 | 歷史 |
| RFMRiverNorth Flexible Municipal Income Fund, Inc. | COM | 9,780 | $22.9 萬 | <0.1% | +9,780 | 新進 | 歷史 |
| IAEVoya Asia Pacific High Dividend Equity Income Fund | COM | 26,836 | $23.1 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 695 | $23.5 萬 | <0.1% | +1+0.1% | 加碼 | 歷史 |
| TMOThermo Fisher Scientific Inc. | Stock | 412 | $23.6 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| Vanguard Malvern FDS922020805 | STRM INFPROIDX | 4,526 | $23.8 萬 | <0.1% | +23+0.5% | 加碼 | – |
| URIUnited Rentals, Inc. | COM | 685 | $24.0 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| UAUnder Armour, Inc. | CL C | 14,154 | $24.8 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| LOWLowes Companies Inc | Stock | 1,232 | $25.0 萬 | <0.1% | +1,232 | 新進 | 歷史 |
| NFLXNetflix Inc | Stock | 413 | $25.2 萬 | <0.1% | +2+0.5% | 加碼 | 歷史 |
| CHHChoice Hotels International Inc | COM | 2,000 | $25.3 萬 | <0.1% | +2,000 | 新進 | 歷史 |
| TXNTexas Instruments Inc | Stock | 1,326 | $25.5 萬 | <0.1% | +159+13.6% | 加碼 | 歷史 |
| iShares Tr464288208 | MRGSTR MD CP ETF | 3,828 | $25.5 萬 | <0.1% | 00.0% | 不變 | – |
| Vanguard World FD921910816 | MEGA GRWTH IND | 1,093 | $25.7 萬 | <0.1% | −13−1.2% | 減碼 | – |
| Innovator U.S. Equity Power Buffer ETF - October45782C797 | ETF | 8,832 | $25.9 萬 | <0.1% | 00.0% | 不變 | – |
| PYPLPayPal Holdings, Inc. | Stock | 1,002 | $26.1 萬 | <0.1% | +230+29.8% | 加碼 | 歷史 |
| ABNBAirbnb, Inc. | Stock | 1,592 | $26.7 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| ProShares Tr74348A467 | S&P 500 DV ARIST | 3,017 | $26.7 萬 | <0.1% | +10.0% | 加碼 | – |
| RPMRPM International Inc | COM | 3,501 | $27.2 萬 | <0.1% | +3,501 | 新進 | 歷史 |
| BYMBlackRock Municipal Income Quality Trust | COM | 17,816 | $27.2 萬 | <0.1% | +17,816 | 新進 | 歷史 |
| LLYEli Lilly & Co | Stock | 1,186 | $27.4 萬 | <0.1% | +1,186 | 新進 | 歷史 |
| Innovator ETFs Trust45782C540 | US EQTY PWR BUF | 8,907 | $27.4 萬 | <0.1% | 00.0% | 不變 | – |
| RCLRoyal Caribbean Cruises Ltd | COM | 3,082 | $27.4 萬 | <0.1% | +3,082 | 新進 | 歷史 |
| WisdomTree Tr97717W604 | US SMALLCAP DIVD | 8,941 | $27.6 萬 | <0.1% | −4,457−33.3% | 減碼 | – |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | 11,046 | $27.6 萬 | <0.1% | +1,001+10.0% | 加碼 | 歷史 |
| Vanguard Mun BD FDS922907746 | TAX EXEMPT BD | 5,092 | $27.9 萬 | <0.1% | +10.0% | 加碼 | – |
| GHIGreystone Housing Impact Investors LP | BEN UNIT CTF | 46,750 | $27.9 萬 | <0.1% | +46,750 | 新進 | 歷史 |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 4,716 | $28.7 萬 | <0.1% | −280−5.6% | 減碼 | – |
| PIMCO ETF Tr72201R866 | INTER MUN BD ACT | 5,107 | $28.8 萬 | <0.1% | +957+23.1% | 加碼 | – |
| GTESGates Industrial Corp Ltd. | ORD SHS | 18,092 | $29.4 萬 | <0.1% | +18,092 | 新進 | 歷史 |
| iShares Tr46434V407 | 0-5YR HI YL CP | 6,578 | $30.1 萬 | <0.1% | +74+1.1% | 加碼 | – |
| ARCCAres Capital Corp | CEF | 15,176 | $30.9 萬 | <0.1% | +300+2.0% | 加碼 | 歷史 |
| SOSouthern Co | Stock | 5,028 | $31.2 萬 | <0.1% | +5,028 | 新進 | 歷史 |
| Innovator U.S. Equity Ultra Buffer ETF - January45782C300 | ETF | 10,073 | $31.3 萬 | <0.1% | 00.0% | 不變 | – |
| iShares S&P 500 Value ETF464287408 | ETF | 2,162 | $31.4 萬 | <0.1% | +2,162 | 新進 | – |
| AZNAstraZeneca PLC | SPONSORED ADR | 5,248 | $31.5 萬 | <0.1% | +5,248 | 新進 | 歷史 |
| VMOInvesco Municipal Opportunity Trust | COM | 23,206 | $31.8 萬 | <0.1% | +23,206 | 新進 | 歷史 |
| PIMCO Active Bond Exchange-Traded Fund72201R775 | ETF | 2,954 | $32.7 萬 | <0.1% | +19+0.6% | 加碼 | – |
| Vanguard Morningstar Small-Cap Growth ETF922908595 | ETF | 1,235 | $34.6 萬 | <0.1% | 00.0% | 不變 | – |
| FLYYSpirit Aviation Holdings, Inc. | COM | 13,339 | $34.6 萬 | <0.1% | +6,354+91.0% | 加碼 | 歷史 |
| MPWRMonolithic Power Systems, Inc. | COM | 729 | $35.3 萬 | <0.1% | +729 | 新進 | 歷史 |
| DLRDigital Realty Trust, Inc. | COM | 2,448 | $35.4 萬 | <0.1% | +2,448 | 新進 | 歷史 |
| STZConstellation Brands, Inc. | Stock | 1,684 | $35.5 萬 | <0.1% | +250+17.4% | 加碼 | 歷史 |
| ITWIllinois Tool Works Inc | Stock | 1,738 | $35.9 萬 | <0.1% | +235+15.6% | 加碼 | 歷史 |
| OMCOmnicom Group Inc. | COM | 5,092 | $36.9 萬 | <0.1% | +23+0.5% | 加碼 | 歷史 |
| ROPRoper Technologies Inc | Stock | 831 | $37.1 萬 | <0.1% | +275+49.5% | 加碼 | 歷史 |
| TGTTarget Corp | Stock | 1,626 | $37.2 萬 | <0.1% | +253+18.4% | 加碼 | 歷史 |
| RMMRiverNorth Managed Duration Municipal Income Fund, Inc. | COM | 18,850 | $37.4 萬 | <0.1% | +18,850 | 新進 | 歷史 |
| BBWIBath & Body Works, Inc. | COM | 5,950 | $37.5 萬 | 0.1% | +5,950 | 新進 | 歷史 |
| Vanguard S&P 500 ETF922908363 | ETF | 957 | $37.7 萬 | 0.1% | +957 | 新進 | – |
| MTBM&T Bank Corp | COM | 2,560 | $38.2 萬 | 0.1% | +18+0.7% | 加碼 | 歷史 |
| AMWLAmerican Well Corp | CL A | 42,134 | $38.4 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| iShares Tr46435G425 | ESG AWR MSCI USA | 3,907 | $38.5 萬 | 0.1% | +93+2.4% | 加碼 | – |
| RFMZRiverNorth Flexible Municipal Income Fund II, Inc. | COM | 19,250 | $39.0 萬 | 0.1% | +19,250 | 新進 | 歷史 |
| BFSSaul Centers, Inc. | COM | 8,888 | $39.2 萬 | 0.1% | +8,888 | 新進 | 歷史 |
| SYYSysco Corp | Stock | 5,053 | $39.7 萬 | 0.1% | +5,053 | 新進 | 歷史 |
| SNYSanofi | SPONSORED ADR | 8,231 | $39.7 萬 | 0.1% | +8,231 | 新進 | 歷史 |
| WMBWilliams Companies, Inc. | COM | 15,296 | $39.7 萬 | 0.1% | +4,532+42.1% | 加碼 | 歷史 |
| Townebank Portsmouth Va89214P109 | COM | 12,964 | $40.3 萬 | 0.1% | 00.0% | 不變 | – |
| ETEnergy Transfer LP | COM UT LTD PTN | 42,119 | $40.4 萬 | 0.1% | +42,119 | 新進 | 歷史 |
| KSUKansas City Southern | COM NEW | 1,500 | $40.6 萬 | 0.1% | +1,500 | 新進 | 歷史 |
| CINFCincinnati Financial Corp | COM | 3,576 | $40.8 萬 | 0.1% | +19+0.5% | 加碼 | 歷史 |
| RSGRepublic Services, Inc. | COM | 3,400 | $40.8 萬 | 0.1% | +3,400 | 新進 | 歷史 |
| SCDLMP Capital & Income Fund Inc. | COM | 30,145 | $41.5 萬 | 0.1% | +2,767+10.1% | 加碼 | 歷史 |
| UNMUnum Group | Stock | 16,600 | $41.6 萬 | 0.1% | +1,400+9.2% | 加碼 | 歷史 |
| iShares Tr464287374 | NORTH AMERN NAT | 14,536 | $42.7 萬 | 0.1% | −232−1.6% | 減碼 | – |
選擇權（5 檔）
同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。
2021 年第 2 季之後清倉（4 檔）
2021 年第 2 季季末還持有、這份申報已經沒有的部位。