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Livermore
Livermore
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Kovack Advisors, Inc.

SEC CIK
0001728321
最新申報
2026/7/28

2023 年第 3 季持倉

持倉截至 2023/9/30，2023/10/19 申報。只含多頭部位，變化是跟 2023 年第 2 季比股數。

機構總覽
持股檔數
548
較 2023 年第 2 季 −29
總值
$7.16 億
較 2023 年第 2 季 −$6,374 萬 (−8.2%)
申報日
2023/10/19
SEC
Kovack Advisors, Inc. 在 2023 年第 3 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
MDBMongoDB, Inc.CL A1,517$52.5 萬0.1%−200−11.6%減碼歷史
SPDR Series Trust78464A763ST STR SP DIV4,582$52.7 萬0.1%−319−6.5%減碼–
PEOAdams Natural Resources Fund, Inc.COM22,891$52.9 萬0.1%−2,731−10.7%減碼歷史
First Tr Exchange-Traded FD336917109SHS15,846$53.0 萬0.1%−1,340−7.8%減碼–
iShares Tr46429B7470-5 YR TIPS ETF5,474$53.1 萬0.1%+688+14.4%加碼–
iShares Core S&P Small Cap ETF464287804ETF5,628$53.1 萬0.1%−187−3.2%減碼–
First Trust Cloud Computing ETF33734X192ETF7,109$54.0 萬0.1%−7,802−52.3%減碼–
Vanguard Star FDS921909768VG TL INTL STK F10,120$54.2 萬0.1%−194−1.9%減碼–
UTGReaves Utility Income FundCOM SH BEN INT22,054$54.4 萬0.1%−945−4.1%減碼歷史
J P Morgan Exchange Traded F46641Q241BETABUILDERS US12,353$54.6 萬0.1%−1,688−12.0%減碼–
MPLXMPLX LPCOM UNIT REP LTD15,424$54.9 萬0.1%−1,163−7.0%減碼歷史
State Street Utilities Select Sector SPDR ETF81369Y886ETF9,384$55.3 萬0.1%−817−8.0%減碼–
PAYCPaycom Software, Inc.Stock2,153$55.8 萬0.1%−287−11.8%減碼歷史
iShares Tr464288687PFD AND INCM SEC18,621$56.1 萬0.1%+384+2.1%加碼–
Vanguard Morningstar Small-Cap Value ETF922908611ETF3,552$56.7 萬0.1%+91+2.6%加碼–
TPVGTriplePoint Venture Growth BDC Corp.COM54,309$56.8 萬0.1%+3,630+7.2%加碼歷史
NEENextera Energy IncStock9,967$57.1 萬0.1%−312−3.0%減碼歷史
iShares Tr46435G425ESG AWR MSCI USA6,081$57.1 萬0.1%−95−1.5%減碼–
RIORio Tinto PLCADR9,046$57.6 萬0.1%−92−1.0%減碼歷史
NFLXNetflix IncStock1,527$57.7 萬0.1%−1−0.1%減碼歷史
PLABPhotronics IncCOM28,550$57.7 萬0.1%−2,900−9.2%減碼歷史
ENBEnbridge IncStock17,422$57.8 萬0.1%−5,536−24.1%減碼歷史
iShares Tr46434V613CORE UNIVRSL USD13,337$58.3 萬0.1%−207−1.5%減碼–
HONHoneywell International IncCOM3,179$58.7 萬0.1%+125+4.1%加碼歷史
iShares U.S. Medical Devices ETF464288810ETF12,202$59.2 萬0.1%−4,031−24.8%減碼–
VIAVViavi Solutions Inc.COM64,800$59.2 萬0.1%−1,000−1.5%減碼歷史
ZVRAZevra Therapeutics, Inc.COM NEW124,109$59.8 萬0.1%+2,791+2.3%加碼歷史
ARCCAres Capital CorpCEF31,617$61.6 萬0.1%−732−2.3%減碼歷史
Vanguard Mortgage-Backed Securities ETF92206C771ETF14,138$61.9 萬0.1%+133+0.9%加碼–
Vanguard Intermediate-Term Bond ETF921937819ETF8,697$62.9 萬0.1%−7−0.1%減碼–
Vanguard Ftse Emerging Markets ETF922042858ETF16,049$62.9 萬0.1%+410+2.6%加碼–
OKEONEOK IncCOM9,924$62.9 萬0.1%+1,534+18.3%加碼歷史
iShares Tr464287721U.S. TECH ETF6,058$63.6 萬0.1%+757+14.3%加碼–
DUKDuke Energy CORPStock7,209$63.6 萬0.1%−333−4.4%減碼歷史
iShares Tr4642874571 3 YR TREAS BD7,877$63.8 萬0.1%−76−1.0%減碼–
GSGoldman Sachs Group IncStock1,978$64.0 萬0.1%−798−28.7%減碼歷史
Vanguard Index FDS922908652EXTEND MKT ETF4,477$64.2 萬0.1%−6−0.1%減碼–
GLADGladstone Capital CorpCOM66,768$64.4 萬0.1%+1,997+3.1%加碼歷史
ABTAbbott LaboratoriesStock6,668$64.6 萬0.1%+345+5.5%加碼歷史
CXMSprinklr, Inc.CL A46,792$64.8 萬0.1%00.0%不變歷史
ONBOld National BancorpStock44,681$65.0 萬0.1%00.0%不變歷史
Dimensional U.S. Core Equity 2 ETF25434V708ETF24,910$65.3 萬0.1%+10.0%加碼–
FTNTFortinet, Inc.Stock11,228$65.9 萬0.1%+1,440+14.7%加碼歷史
UPSUnited Parcel Service IncStock4,271$66.6 萬0.1%−386−8.3%減碼歷史
SLViShares Silver TrustETF32,995$67.1 萬0.1%−3,667−10.0%減碼歷史
iShares U S ETF Tr46431W507SHOR DURA BD ETF13,580$67.8 萬0.1%+851+6.7%加碼–
MAMastercard IncStock1,714$67.8 萬0.1%−89−4.9%減碼歷史
CCitigroup IncStock16,510$67.9 萬0.1%+5,994+57.0%加碼歷史
PSXPhillips 66Stock5,656$68.0 萬0.1%+196+3.6%加碼歷史
Vanguard Morningstar Mid-Cap Value ETF922908512ETF5,200$68.1 萬0.1%−56−1.1%減碼–
RITMRithm Capital Corp.REIT74,089$68.8 萬0.1%−13,615−15.5%減碼歷史
Vanguard Health Care ETF92204A504ETF2,932$68.9 萬0.1%−861−22.7%減碼–
HUBSHubSpot IncCOM1,400$69.0 萬0.1%−15−1.1%減碼歷史
SBUXStarbucks CorpStock7,602$69.4 萬0.1%−1,091−12.6%減碼歷史
SHELShell plcADR10,882$70.1 萬0.1%−647−5.6%減碼歷史
First Tr Exchange-Traded FD33738D101NO AMER ENERGY26,605$70.3 萬0.1%−41,026−60.7%減碼–
MPCMarathon Petroleum CorpStock4,654$70.4 萬0.1%−522−10.1%減碼歷史
First Tr Exch Traded FD III33739P855INSTL PFD SECS41,755$70.5 萬0.1%+7,116+20.5%加碼–
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF9,623$70.9 萬0.1%−974−9.2%減碼–
iShares Tr464287762US HLTHCARE ETF2,632$71.1 萬0.1%−50−1.9%減碼–
iShares Tr464287192US TRSPRTION3,048$71.3 萬0.1%+240+8.5%加碼–
State Street Industrial Select Sector SPDR ETF81369Y704ETF7,056$71.5 萬0.1%−189−2.6%減碼–
Schwab U.S. Large-Cap Value ETF808524409ETF11,100$71.6 萬0.1%+1,449+15.0%加碼–
GILDGilead Sciences, Inc.Stock9,810$73.5 萬0.1%−547−5.3%減碼歷史
Global X FDS37954Y483NASDAQ 100 COVER43,876$73.6 萬0.1%+6,519+17.5%加碼–
WPCW. P. Carey Inc.COM13,882$75.1 萬0.1%+5,482+65.3%加碼歷史
Amplify ETF Tr032108409CWP ENHANCED DIV21,825$75.8 萬0.1%−18,083−45.3%減碼–
AMGNAmgen IncStock2,842$76.4 萬0.1%−167−5.6%減碼歷史
PSECProspect Capital CorpCOM127,558$77.2 萬0.1%+2,986+2.4%加碼歷史
iShares Core High Dividend ETF46429B663ETF7,856$77.7 萬0.1%−123−1.5%減碼–
XRXXerox Holdings CorpCOM NEW50,100$78.6 萬0.1%−4,000−7.4%減碼歷史
DVNDevon Energy CorpStock16,480$78.6 萬0.1%−12,724−43.6%減碼歷史
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF11,535$79.4 萬0.1%−373−3.1%減碼–
New York Life Investments Et45409B560FTSE INTL EQTY C34,411$79.6 萬0.1%+526+1.6%加碼–
BACBank of America CorpStock29,103$79.7 萬0.1%+122+0.4%加碼歷史
COHRCoherent Corp.COM24,450$79.8 萬0.1%+13,075+114.9%加碼歷史
LOWLowes Companies IncStock3,843$79.9 萬0.1%−340−8.1%減碼歷史
Vanguard Total World Stock ETF922042742ETF8,615$80.3 萬0.1%−2,785−24.4%減碼–
SOFISoFi Technologies, Inc.Stock100,557$80.3 萬0.1%+3,430+3.5%加碼歷史
Vanguard Real Estate ETF922908553ETF10,723$81.1 萬0.1%−132−1.2%減碼–
UUnity Software Inc.COM26,031$81.7 萬0.1%+395+1.5%加碼歷史
PECOPhillips Edison & Company, Inc.COMMON STOCK24,374$81.7 萬0.1%−717−2.9%減碼歷史
RGLDRoyal Gold IncStock7,700$81.9 萬0.1%+400+5.5%加碼歷史
VNOVornado Realty TrustSH BEN INT36,700$83.2 萬0.1%−9,625−20.8%減碼歷史
SOSouthern CoStock12,967$83.9 萬0.1%−16−0.1%減碼歷史
SMCISuper Micro Computer, Inc.COM3,108$85.2 萬0.1%+3,108新進歷史
WMWaste Management IncStock5,620$85.7 萬0.1%−4−0.1%減碼歷史
BABoeing CoStock4,487$86.0 萬0.1%−544−10.8%減碼歷史
ProShares Tr74347B425SHORT S&P 500 NE59,862$86.6 萬0.1%+29,714+98.6%加碼–
AXONAxon Enterprise, Inc.COM4,355$86.7 萬0.1%−222−4.9%減碼歷史
JAZZJazz Pharmaceuticals plcSHS USD6,704$86.8 萬0.1%+2,453+57.7%加碼歷史
iShares Semiconductor ETF464287523ETF1,860$88.1 萬0.1%−2,116−53.2%減碼–
Vanguard Consumer Staples ETF92204A207ETF4,924$90.0 萬0.1%−1,021−17.2%減碼–
iShares Tr464287689RUSSELL 3000 ETF3,700$90.7 萬0.1%−48−1.3%減碼–
PLTRPalantir Technologies Inc.Stock57,897$92.6 萬0.1%+3,681+6.8%加碼歷史
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW16,063$95.4 萬0.1%−12,665−44.1%減碼–
SLBSLB LimitedStock16,404$95.6 萬0.1%+3,722+29.3%加碼歷史
EPDEnterprise Products Partners L.P.Stock34,998$95.8 萬0.1%−3,141−8.2%減碼歷史
OSPNOneSpan Inc.COM91,000$97.8 萬0.1%+52,000+133.3%加碼歷史
IBMInternational Business Machines CorpStock7,057$99.0 萬0.1%+198+2.9%加碼歷史

選擇權（3 檔）

同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。

Kovack Advisors, Inc. 在 2023 年第 3 季的選擇權部位
證券類別賣權買權
Global X FDS37954Y459RUSSELL 2000–$84.9 萬
Global X FDS37954Y475S&P 500 COVERED–$41.8 萬
Global X FDS37954Y277S&P 500 COVERED–$2,663

2023 年第 2 季之後清倉（73 檔）

2023 年第 2 季季末還持有、這份申報已經沒有的部位。

Kovack Advisors, Inc. 在 2023 年第 2 季之後清倉的部位
證券類別2023 年第 2 季股數2023 年第 2 季市值2023 年第 2 季佔組合 %紀錄
First Tr Exchng Traded FD VI33740F805SMITH OPPORT FXD58,855$260.0 萬0.3%–
CVRXCVRx, Inc.COM86,113$133.0 萬0.2%歷史
First Tr Exchng Traded FD VI33740F789MLT MNGD LRG GRW51,000$110.3 萬0.1%–
Northern LTS FD Tr III66538R722CP HI YLD TRND42,000$88.4 萬0.1%–
ProShares Tr74348A210SHRT RUSSELL200037,200$84.9 萬0.1%–
Pgim ETF Tr69344A107PGIM ULTRA SH BD17,170$84.8 萬0.1%–
iShares S&P 500 Growth ETF464287309ETF11,985$84.5 萬0.1%–
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF21,121$78.3 萬0.1%–
IDXXIDEXX Laboratories IncCOM1,484$74.5 萬0.1%歷史
iShares U.S. Treasury Bond ETF46429B267ETF30,424$69.7 萬0.1%–
First Tr Exchange-Traded FD337344105NASDAQ-100 SEL4,955$53.0 萬0.1%–
Innovator ETFs Tr45782C102IBD 50 ETF20,635$52.8 萬0.1%–
GMGeneral Motors CoCOM13,368$51.5 萬0.1%歷史
SHWSherwin Williams CoCOM1,818$48.3 萬0.1%歷史
iShares Tr464289180MSCI EURO FL ETF25,000$48.0 萬0.1%–
First Tr Exch TRD Alphdx FD33737J117EUROPE ALPHADEX13,799$47.5 萬0.1%–
First Tr Exchange Traded FD33738R605DORSEY WRT 5 ETF10,026$47.0 萬0.1%–
First Tr Exchange-Traded FD33734X200DJ GLBL DIVID21,833$46.8 萬0.1%–
PGRProgressive CorpStock3,257$43.1 萬0.1%歷史
First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500ETF7,223$37.0 萬<0.1%–
IFFInternational Flavors & Fragrances IncCOM4,620$36.8 萬<0.1%歷史
VODVodafone Group Public Ltd CoADR38,003$35.9 萬<0.1%歷史
ELVElevance Health, Inc.Stock799$35.5 萬<0.1%歷史
CAGConagra Brands Inc.Stock10,056$33.9 萬<0.1%歷史
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853ETF7,597$29.5 萬<0.1%–
First Tr Exchange-Traded FD33737K205INDXX NEXTG ETF4,073$29.2 萬<0.1%–
RTLNecessity Retail REIT, Inc.COM CLASS A42,459$28.7 萬<0.1%歷史
IAUMiShares Gold Trust MicroSHS REPSTG UN TR14,642$28.1 萬<0.1%歷史
ULTAUlta Beauty, Inc.Stock588$27.7 萬<0.1%歷史
UHSUniversal Health Services IncCL B1,711$27.0 萬<0.1%歷史
XYZBlock, Inc.CL A4,030$26.8 萬<0.1%歷史
iShares Tr46435U713US INFRASTRUC6,865$26.8 萬<0.1%–
First Tr Exchange-Traded FD33738R852NASDQ FOD BVRG10,223$26.8 萬<0.1%–
Innovator ETFs Trust45782C672US EQT ULTRA BF9,299$26.8 萬<0.1%–
AEMAgnico Eagle Mines LtdStock5,271$26.3 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F649FT VEST NAS11,231$25.1 萬<0.1%–
SCHWSchwab Charles CorpStock4,405$25.0 萬<0.1%歷史
First Tr Exchange-Traded FD33733B100WTR ETF2,819$25.0 萬<0.1%–
AMTAmerican Tower CorpREIT1,250$24.2 萬<0.1%歷史
First Tr Exchange Traded FD33734X143HLTH CARE ALPH2,216$24.0 萬<0.1%–
EXASExact Sciences CorpCOM2,434$22.9 萬<0.1%歷史
VECOVeeco Instruments IncCOM8,875$22.8 萬<0.1%歷史
First Tr Ftse Epra / Nareit33736N101COM5,592$22.5 萬<0.1%–
JRONuveen Floating Rate Income Opportunity FundCOM SHS28,718$22.4 萬<0.1%歷史
ORealty Income CorpREIT3,697$22.1 萬<0.1%歷史
Schwab U.S. Large-Cap ETF808524201ETF4,108$21.5 萬<0.1%–
AZNAstraZeneca PLCSPONSORED ADR2,994$21.4 萬<0.1%歷史
TSCOTractor Supply CoCOM964$21.3 萬<0.1%歷史
DFSDiscover Financial ServicesCOM1,822$21.3 萬<0.1%歷史
iShares Tr464287796U.S. ENERGY ETF4,967$21.3 萬<0.1%–
CPBCAMPBELL'S CoCOM4,614$21.1 萬<0.1%歷史
ANETArista Networks, Inc.COM1,293$21.0 萬<0.1%歷史
State Street SPDR S&P Aerospace & Defense ETF78464A631ETF1,722$20.9 萬<0.1%–
iShares S&P 500 Value ETF464287408ETF1,282$20.7 萬<0.1%–
iShares Tr464288638ISHS 5-10YR INVT4,069$20.6 萬<0.1%–
iShares Select Dividend ETF464287168ETF1,807$20.5 萬<0.1%–
DALDelta Air Lines, Inc.COM NEW4,306$20.5 萬<0.1%歷史
Invesco Exchange Traded FD T46137V100AEROSPACE DEFN2,417$20.4 萬<0.1%–
AIRAar CorpStock3,500$20.2 萬<0.1%歷史
iShares MSCI Eafe ETF464287465ETF2,787$20.2 萬<0.1%–
SYKStryker CorpStock662$20.2 萬<0.1%歷史
GOFGuggenheim Strategic Opportunities FundCOM SBI11,582$18.4 萬<0.1%歷史
CTGComputer Task Group IncCOM19,300$14.7 萬<0.1%歷史
GSBDGoldman Sachs BDC, Inc.SHS10,000$13.9 萬<0.1%歷史
NCMINational CineMedia, Inc.COM333,273$11.2 萬<0.1%歷史
PCFHigh Income Securities FundSHS BEN INT14,687$9.52 萬<0.1%歷史
Tricon Residential Inc Com NPV89612W102COM10,200$8.99 萬<0.1%–
ZTRVirtus Total Return Fund Inc.COM13,654$8.30 萬<0.1%歷史
JQCNuveen Credit Strategies Income FundCOM SHS15,202$7.68 萬<0.1%歷史
NSLNuveen Senior Income FundCOM10,000$4.58 萬<0.1%歷史
LUMNLumen Technologies, Inc.Stock10,722$2.42 萬<0.1%歷史
SMSISmith Micro Software, Inc.COM NEW10,725$1.19 萬<0.1%歷史
MSP Recovery, Inc.553745126*W EXP 05/20/20294,400$378<0.1%–