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Livermore
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Kovack Advisors, Inc.

SEC CIK
0001728321
最新申報
2026/7/28

2023 年第 3 季持倉

持倉截至 2023/9/30，2023/10/19 申報。只含多頭部位，變化是跟 2023 年第 2 季比股數。

機構總覽
持股檔數
548
較 2023 年第 2 季 −29
總值
$7.16 億
較 2023 年第 2 季 −$6,374 萬 (−8.2%)
申報日
2023/10/19
SEC
Kovack Advisors, Inc. 在 2023 年第 3 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
SWAVShockwave Medical, Inc.COM1,738$34.6 萬<0.1%−651−27.2%減碼歷史
WMSAdvanced Drainage Systems, Inc.COM3,054$34.8 萬<0.1%+3+0.1%加碼歷史
FCXFreeport-McMoran IncStock9,329$34.8 萬<0.1%+377+4.2%加碼歷史
MRNAModerna, Inc.Stock3,370$34.8 萬<0.1%−27−0.8%減碼歷史
NEMNEWMONT CorpStock9,446$34.9 萬<0.1%+1,732+22.5%加碼歷史
DHRDanaher CorpStock1,419$35.2 萬<0.1%−213−13.1%減碼歷史
Graniteshares ETF Tr38747R306HIPS US HIGH INC29,261$35.3 萬<0.1%+2,019+7.4%加碼–
First Tr Exch Traded FD III33739P889HORIZON DMST ETF11,350$35.4 萬<0.1%00.0%不變–
Fidelity Merrimack STR Tr316188408LOW DURTIN ETF7,155$35.4 萬<0.1%−24−0.3%減碼–
GNLGlobal Net Lease, Inc.COM NEW37,268$35.8 萬0.1%+10,668+40.1%加碼歷史
iShares Core MSCI Emerging Markets ETF46434G103ETF7,535$35.9 萬0.1%+299+4.1%加碼–
SCCOSouthern Copper CorpStock4,794$36.1 萬0.1%00.0%不變歷史
VRTXVertex Pharmaceuticals IncStock1,039$36.1 萬0.1%+76+7.9%加碼歷史
DDominion Energy, IncStock8,102$36.2 萬0.1%−311−3.7%減碼歷史
DOCUDocuSign, Inc.Stock8,647$36.3 萬0.1%+71+0.8%加碼歷史
ASMLASML Holding NVADR621$36.6 萬0.1%+179+40.5%加碼歷史
OXYOccidental Petroleum CorpStock5,673$36.8 萬0.1%−224−3.8%減碼歷史
TWLOTwilio IncCL A6,334$37.1 萬0.1%+1,446+29.6%加碼歷史
First Trust Nasdaq-100 Technology Sector Index Fund337345102ETF2,555$37.1 萬0.1%+2,555新進–
TGTTarget CorpStock3,363$37.2 萬0.1%−865−20.5%減碼歷史
iShares Inc464286400MSCI BRAZIL ETF12,178$37.3 萬0.1%−606−4.7%減碼–
Invesco Exchange Traded FD T46137V464S&P MDCP MOMNTUM4,721$38.0 萬0.1%+4,721新進–
CLMCornerstone Strategic Investment Fund, Inc.COM47,503$38.2 萬0.1%−2,138−4.3%減碼歷史
JAKKJakks Pacific IncCOM NEW20,650$38.4 萬0.1%+9,390+83.4%加碼歷史
ASYSAmtech Systems IncCOM PAR $0.01N50,600$38.6 萬0.1%+50,600新進歷史
SCWXSecureWorks CorpCL A62,200$38.6 萬0.1%+23,200+59.5%加碼歷史
ARK ETF Tr00214Q302GENOMIC REV ETF13,873$38.7 萬0.1%+830+6.4%加碼–
USBUS Bancorp DECOM NEW11,770$38.9 萬0.1%−647−5.2%減碼歷史
DDOGDatadog, Inc.CL A COM4,280$39.0 萬0.1%+500+13.2%加碼歷史
Invesco Exchange Traded FD T46137V373S&P500 EQL STP13,011$39.1 萬0.1%00.0%不變依 5 比 1 拆股換算–
KRKroger CoStock8,734$39.1 萬0.1%+44+0.5%加碼歷史
KMIKinder Morgan, Inc.Stock23,635$39.2 萬0.1%−172−0.7%減碼歷史
iShares Tr464287119MORNINGSTAR GRWT6,620$39.5 萬0.1%−640−8.8%減碼–
BDXBecton Dickinson & CoStock1,531$39.6 萬0.1%−7−0.5%減碼歷史
BHPBHP Group LtdADR6,986$39.7 萬0.1%+83+1.2%加碼歷史
TRMDTORM plcSHS CL A14,471$39.8 萬0.1%+14,471新進歷史
ProShares Tr74347X849SHRT 20+YR TRE15,853$39.9 萬0.1%−44−0.3%減碼–
SNPSSynopsys IncCOM869$39.9 萬0.1%+23+2.7%加碼歷史
GEHCGE HealthCare Technologies Inc.Stock5,871$39.9 萬0.1%+2,053+53.8%加碼歷史
MFCManulife Financial CorpCOM21,929$40.1 萬0.1%+21,929新進歷史
FDXFedEx CorpStock1,524$40.4 萬0.1%−1,409−48.0%減碼歷史
DNPDNP Select Income Fund IncCOM42,657$40.6 萬0.1%+7,525+21.4%加碼歷史
PMPhilip Morris International Inc.Stock4,407$40.8 萬0.1%+222+5.3%加碼歷史
TENBTenable Holdings, Inc.COM9,135$40.9 萬0.1%+100+1.1%加碼歷史
WINGWingstop Inc.COM2,280$41.0 萬0.1%−125−5.2%減碼歷史
AFLAflac IncStock5,370$41.2 萬0.1%−566−9.5%減碼歷史
YUMYum Brands IncStock3,328$41.6 萬0.1%−70−2.1%減碼歷史
VVRInvesco Senior Income TrustCOM106,600$41.8 萬0.1%−8,220−7.2%減碼歷史
iShares Tr464288877EAFE VALUE ETF8,572$41.9 萬0.1%−222−2.5%減碼–
WFCWells Fargo & CompanyStock10,280$42.0 萬0.1%−1,823−15.1%減碼歷史
iShares Russell 1000 Growth ETF464287614ETF1,580$42.0 萬0.1%+12+0.8%加碼–
Vanguard Malvern FDS922020805STRM INFPROIDX8,943$42.3 萬0.1%−37,503−80.7%減碼–
Sprott ETF Trust85210B102GOLD MINERS ETF18,500$42.3 萬0.1%−1,600−8.0%減碼–
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF6,241$42.3 萬0.1%+5+0.1%加碼–
NLYAnnaly Capital Management IncREIT22,495$42.3 萬0.1%−3,368−13.0%減碼歷史
Vanguard Ftse All-World Ex-US Index Fund922042775ETF8,309$43.1 萬0.1%00.0%不變–
Vanguard Scottsdale FDS92206C573TOTAL CORP BND5,960$43.2 萬0.1%−840−12.4%減碼–
MDTMedtronic plcStock5,520$43.3 萬0.1%−2,177−28.3%減碼歷史
iShares Tr464288158SHRT NAT MUN ETF4,210$43.3 萬0.1%−1,442−25.5%減碼–
APDAir Products & Chemicals, Inc.Stock1,529$43.3 萬0.1%−37−2.4%減碼歷史
iShares Core MSCI Eafe ETF46432F842ETF6,762$43.5 萬0.1%+370+5.8%加碼–
HTGCHercules Capital, Inc.COM26,544$43.6 萬0.1%+276+1.1%加碼歷史
Alps ETF Tr00162Q452ALERIAN MLP10,330$43.6 萬0.1%−436−4.0%減碼–
First Tr Exch Traded FD III33739N108MANAGD MUN ETF9,000$44.0 萬0.1%+61+0.7%加碼–
EMKREmcore CorpCOM NEW927,400$44.1 萬0.1%−20,700−2.2%減碼歷史
KKellanovaStock7,417$44.1 萬0.1%−3,078−29.3%減碼歷史
ARK Innovation ETF00214Q104ETF11,178$44.3 萬0.1%+1,390+14.2%加碼–
MSMorgan StanleyStock5,450$44.5 萬0.1%+70+1.3%加碼歷史
DEDeere & CoStock1,192$45.0 萬0.1%+69+6.1%加碼歷史
Invesco Exchange Traded FD T46137V753FOOD & BEVERAGE10,677$45.2 萬0.1%−84−0.8%減碼–
Vanguard BD Index FDS921937793LONG TERM BOND6,759$45.3 萬0.1%+98+1.5%加碼–
AXPAmerican Express CoStock3,041$45.4 萬0.1%−423−12.2%減碼歷史
ZBHZimmer Biomet Holdings, Inc.Stock4,091$45.9 萬0.1%−162−3.8%減碼歷史
SNOWSnowflake Inc.Stock3,042$46.5 萬0.1%−143−4.5%減碼歷史
PXDPioneer Natural Resources CoCOM2,031$46.6 萬0.1%−3,326−62.1%減碼歷史
NTSTNETSTREIT Corp.COM29,962$46.7 萬0.1%+29,962新進歷史
STZConstellation Brands, Inc.Stock1,859$46.7 萬0.1%−36−1.9%減碼歷史
IAUiShares Gold TrustETF13,383$46.8 萬0.1%−1,194−8.2%減碼歷史
Invesco Exchange Traded FD T46137V332S&P500 EQL HLT17,333$47.5 萬0.1%00.0%不變依 10 比 1 拆股換算–
CGBDCarlyle Secured Lending, Inc.COM32,938$47.8 萬0.1%−2,131−6.1%減碼歷史
Vanguard Energy ETF92204A306ETF3,797$48.1 萬0.1%+1,963+107.0%加碼–
ODFLOld Dominion Freight Line, Inc.COM1,192$48.8 萬0.1%−9−0.7%減碼歷史
LRCXLam Research CorpCOM779$48.9 萬0.1%+28+3.7%加碼歷史
First Tr Exchange Traded FD33738R811NASDQ SEMCNDTR7,285$49.3 萬0.1%+351+5.1%加碼–
EDConsolidated Edison IncStock5,776$49.4 萬0.1%+5,776新進歷史
iShares Russell 2000 ETF464287655ETF2,798$49.4 萬0.1%−9,586−77.4%減碼–
FFord Motor CoStock40,284$50.0 萬0.1%−2,540−5.9%減碼歷史
OBDCBlue Owl Capital CorpCOM36,273$50.2 萬0.1%−7,020−16.2%減碼歷史
SRCSpirit Realty Capital, Inc.COM NEW14,999$50.3 萬0.1%−631−4.0%減碼歷史
First Tr Exchange Trad FD VI33739H101FST TR GLB FD20,958$50.3 萬0.1%−31,327−59.9%減碼–
ABRArbor Realty Trust IncCOM33,193$50.4 萬0.1%−2,375−6.7%減碼歷史
STWDStarwood Property Trust, Inc.COM26,076$50.5 萬0.1%−10,548−28.8%減碼歷史
Invesco Exchange Traded FD T46137V431S&P 500 GARP ETF5,555$50.7 萬0.1%+5,555新進–
First Tr Exchange-Traded FD336920103US EQTY OPPT ETF6,069$51.0 萬0.1%−2,136−26.0%減碼–
Flexshares Tr33939L506IBOXX 3R TARGT22,000$51.0 萬0.1%00.0%不變–
RACEFerrari N.V.COM1,738$51.4 萬0.1%+15+0.9%加碼歷史
TTETotalEnergies SESPONSORED ADS7,831$51.5 萬0.1%−3,968−33.6%減碼歷史
Invesco S&P 500 Equal Weight Technology ETF46137V282ETF18,370$51.7 萬0.1%−150−0.8%減碼依 10 比 1 拆股換算–
JFRNuveen Floating Rate Income FundCOM63,682$52.3 萬0.1%+30,382+91.2%加碼歷史
KIOKKR Income Opportunities FundCOM43,835$52.4 萬0.1%+32,295+279.9%加碼歷史

選擇權（3 檔）

同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。

Kovack Advisors, Inc. 在 2023 年第 3 季的選擇權部位
證券類別賣權買權
Global X FDS37954Y459RUSSELL 2000–$84.9 萬
Global X FDS37954Y475S&P 500 COVERED–$41.8 萬
Global X FDS37954Y277S&P 500 COVERED–$2,663

2023 年第 2 季之後清倉（73 檔）

2023 年第 2 季季末還持有、這份申報已經沒有的部位。

Kovack Advisors, Inc. 在 2023 年第 2 季之後清倉的部位
證券類別2023 年第 2 季股數2023 年第 2 季市值2023 年第 2 季佔組合 %紀錄
First Tr Exchng Traded FD VI33740F805SMITH OPPORT FXD58,855$260.0 萬0.3%–
CVRXCVRx, Inc.COM86,113$133.0 萬0.2%歷史
First Tr Exchng Traded FD VI33740F789MLT MNGD LRG GRW51,000$110.3 萬0.1%–
Northern LTS FD Tr III66538R722CP HI YLD TRND42,000$88.4 萬0.1%–
ProShares Tr74348A210SHRT RUSSELL200037,200$84.9 萬0.1%–
Pgim ETF Tr69344A107PGIM ULTRA SH BD17,170$84.8 萬0.1%–
iShares S&P 500 Growth ETF464287309ETF11,985$84.5 萬0.1%–
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF21,121$78.3 萬0.1%–
IDXXIDEXX Laboratories IncCOM1,484$74.5 萬0.1%歷史
iShares U.S. Treasury Bond ETF46429B267ETF30,424$69.7 萬0.1%–
First Tr Exchange-Traded FD337344105NASDAQ-100 SEL4,955$53.0 萬0.1%–
Innovator ETFs Tr45782C102IBD 50 ETF20,635$52.8 萬0.1%–
GMGeneral Motors CoCOM13,368$51.5 萬0.1%歷史
SHWSherwin Williams CoCOM1,818$48.3 萬0.1%歷史
iShares Tr464289180MSCI EURO FL ETF25,000$48.0 萬0.1%–
First Tr Exch TRD Alphdx FD33737J117EUROPE ALPHADEX13,799$47.5 萬0.1%–
First Tr Exchange Traded FD33738R605DORSEY WRT 5 ETF10,026$47.0 萬0.1%–
First Tr Exchange-Traded FD33734X200DJ GLBL DIVID21,833$46.8 萬0.1%–
PGRProgressive CorpStock3,257$43.1 萬0.1%歷史
First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500ETF7,223$37.0 萬<0.1%–
IFFInternational Flavors & Fragrances IncCOM4,620$36.8 萬<0.1%歷史
VODVodafone Group Public Ltd CoADR38,003$35.9 萬<0.1%歷史
ELVElevance Health, Inc.Stock799$35.5 萬<0.1%歷史
CAGConagra Brands Inc.Stock10,056$33.9 萬<0.1%歷史
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853ETF7,597$29.5 萬<0.1%–
First Tr Exchange-Traded FD33737K205INDXX NEXTG ETF4,073$29.2 萬<0.1%–
RTLNecessity Retail REIT, Inc.COM CLASS A42,459$28.7 萬<0.1%歷史
IAUMiShares Gold Trust MicroSHS REPSTG UN TR14,642$28.1 萬<0.1%歷史
ULTAUlta Beauty, Inc.Stock588$27.7 萬<0.1%歷史
UHSUniversal Health Services IncCL B1,711$27.0 萬<0.1%歷史
XYZBlock, Inc.CL A4,030$26.8 萬<0.1%歷史
iShares Tr46435U713US INFRASTRUC6,865$26.8 萬<0.1%–
First Tr Exchange-Traded FD33738R852NASDQ FOD BVRG10,223$26.8 萬<0.1%–
Innovator ETFs Trust45782C672US EQT ULTRA BF9,299$26.8 萬<0.1%–
AEMAgnico Eagle Mines LtdStock5,271$26.3 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F649FT VEST NAS11,231$25.1 萬<0.1%–
SCHWSchwab Charles CorpStock4,405$25.0 萬<0.1%歷史
First Tr Exchange-Traded FD33733B100WTR ETF2,819$25.0 萬<0.1%–
AMTAmerican Tower CorpREIT1,250$24.2 萬<0.1%歷史
First Tr Exchange Traded FD33734X143HLTH CARE ALPH2,216$24.0 萬<0.1%–
EXASExact Sciences CorpCOM2,434$22.9 萬<0.1%歷史
VECOVeeco Instruments IncCOM8,875$22.8 萬<0.1%歷史
First Tr Ftse Epra / Nareit33736N101COM5,592$22.5 萬<0.1%–
JRONuveen Floating Rate Income Opportunity FundCOM SHS28,718$22.4 萬<0.1%歷史
ORealty Income CorpREIT3,697$22.1 萬<0.1%歷史
Schwab U.S. Large-Cap ETF808524201ETF4,108$21.5 萬<0.1%–
AZNAstraZeneca PLCSPONSORED ADR2,994$21.4 萬<0.1%歷史
TSCOTractor Supply CoCOM964$21.3 萬<0.1%歷史
DFSDiscover Financial ServicesCOM1,822$21.3 萬<0.1%歷史
iShares Tr464287796U.S. ENERGY ETF4,967$21.3 萬<0.1%–
CPBCAMPBELL'S CoCOM4,614$21.1 萬<0.1%歷史
ANETArista Networks, Inc.COM1,293$21.0 萬<0.1%歷史
State Street SPDR S&P Aerospace & Defense ETF78464A631ETF1,722$20.9 萬<0.1%–
iShares S&P 500 Value ETF464287408ETF1,282$20.7 萬<0.1%–
iShares Tr464288638ISHS 5-10YR INVT4,069$20.6 萬<0.1%–
iShares Select Dividend ETF464287168ETF1,807$20.5 萬<0.1%–
DALDelta Air Lines, Inc.COM NEW4,306$20.5 萬<0.1%歷史
Invesco Exchange Traded FD T46137V100AEROSPACE DEFN2,417$20.4 萬<0.1%–
AIRAar CorpStock3,500$20.2 萬<0.1%歷史
iShares MSCI Eafe ETF464287465ETF2,787$20.2 萬<0.1%–
SYKStryker CorpStock662$20.2 萬<0.1%歷史
GOFGuggenheim Strategic Opportunities FundCOM SBI11,582$18.4 萬<0.1%歷史
CTGComputer Task Group IncCOM19,300$14.7 萬<0.1%歷史
GSBDGoldman Sachs BDC, Inc.SHS10,000$13.9 萬<0.1%歷史
NCMINational CineMedia, Inc.COM333,273$11.2 萬<0.1%歷史
PCFHigh Income Securities FundSHS BEN INT14,687$9.52 萬<0.1%歷史
Tricon Residential Inc Com NPV89612W102COM10,200$8.99 萬<0.1%–
ZTRVirtus Total Return Fund Inc.COM13,654$8.30 萬<0.1%歷史
JQCNuveen Credit Strategies Income FundCOM SHS15,202$7.68 萬<0.1%歷史
NSLNuveen Senior Income FundCOM10,000$4.58 萬<0.1%歷史
LUMNLumen Technologies, Inc.Stock10,722$2.42 萬<0.1%歷史
SMSISmith Micro Software, Inc.COM NEW10,725$1.19 萬<0.1%歷史
MSP Recovery, Inc.553745126*W EXP 05/20/20294,400$378<0.1%–