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Kovack Advisors, Inc.

SEC CIK
0001728321
最新申報
2026/7/28

2021 年第 4 季持倉

持倉截至 2021/12/31，2022/1/18 申報。只含多頭部位，變化是跟 2021 年第 3 季比股數。

機構總覽
持股檔數
693
較 2021 年第 3 季 +11
總值
$10.3 億
較 2021 年第 3 季 +$1.14 億 (+12.4%)
申報日
2022/1/18
SEC
Kovack Advisors, Inc. 在 2021 年第 4 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
CLFCleveland-Cliffs Inc.COM22,043$48.0 萬<0.1%+22,028+146,853.3%加碼歷史
WMBWilliams Companies, Inc.COM18,438$48.0 萬<0.1%+18,438新進歷史
APDAir Products & Chemicals, Inc.Stock1,604$48.8 萬<0.1%−104−6.1%減碼歷史
AONAon plcCL A1,622$48.8 萬<0.1%00.0%不變歷史
YUMYum Brands IncStock3,524$48.9 萬<0.1%+74+2.1%加碼歷史
DOVDOVER CorpCOM2,700$49.0 萬<0.1%−1,199−30.8%減碼歷史
IRMIron Mountain IncCOM9,406$49.2 萬<0.1%+3,188+51.3%加碼歷史
PWRQuanta Services, Inc.COM4,320$49.5 萬<0.1%+620+16.8%加碼歷史
OKEONEOK IncCOM8,475$49.8 萬<0.1%+235+2.9%加碼歷史
Global X FDS37954Y483NASDAQ 100 COVER22,493$49.9 萬<0.1%+5,576+33.0%加碼–
iShares Tr464289180MSCI EURO FL ETF25,000$50.1 萬<0.1%+25,000新進–
ONOn Semiconductor CorpStock7,400$50.3 萬<0.1%+223+3.1%加碼歷史
ATKRAtkore Inc.COM4,584$51.0 萬<0.1%−47−1.0%減碼歷史
BWABorgwarner IncCOM11,341$51.1 萬<0.1%+4,247+59.9%加碼歷史
iShares Tr464287515EXPANDED TECH1,296$51.5 萬<0.1%−32−2.4%減碼–
NEMNEWMONT CorpStock8,384$52.0 萬0.1%+204+2.5%加碼歷史
WSTWest Pharmaceutical Services IncCOM1,109$52.0 萬0.1%−370−25.0%減碼歷史
WDAYWorkday, Inc.CL A1,906$52.1 萬0.1%−32−1.7%減碼歷史
iShares Russell 2000 Growth ETF464287648ETF1,788$52.4 萬0.1%+310+21.0%加碼–
BABAAlibaba Group Holding LtdADR4,410$52.4 萬0.1%−1,176−21.1%減碼歷史
iShares Tr46432F875MRNGSTR INC ETF21,865$52.5 萬0.1%−1,880−7.9%減碼–
Royal Dutch Shell PLC780259206SPONS ADR A12,105$52.5 萬0.1%−840−6.5%減碼–
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF6,916$53.1 萬0.1%+3,560+106.1%加碼–
iShares Tr46434V613CORE UNIVRSL USD10,059$53.2 萬0.1%−593−5.6%減碼–
ZSZscaler, Inc.Stock1,658$53.3 萬0.1%+290+21.2%加碼歷史
American Centy ETF Tr025072810FOCUSED DYNAMIC6,615$53.4 萬0.1%−863−11.5%減碼–
CARRCarrier Global CorpStock9,873$53.6 萬0.1%+2,631+36.3%加碼歷史
RIORio Tinto PLCADR8,115$54.3 萬0.1%+100+1.2%加碼歷史
iShares Tr464288638ISHS 5-10YR INVT9,338$55.3 萬0.1%−5,425−36.7%減碼–
First Tr Exchange-Traded FD33734X846NASDAQ CYB ETF10,526$55.6 萬0.1%−2,681−20.3%減碼–
RIVNRivian Automotive, Inc.Stock5,367$55.7 萬0.1%+5,367新進歷史
MATMattel IncCOM25,834$55.7 萬0.1%−738−2.8%減碼歷史
CDWCDW CorpCOM2,740$56.1 萬0.1%−8−0.3%減碼歷史
First Tr Exchange-Traded FD33734X200DJ GLBL DIVID22,335$56.1 萬0.1%+58+0.3%加碼–
MSMorgan StanleyStock5,780$56.7 萬0.1%+1,703+41.8%加碼歷史
ENBEnbridge IncStock14,530$56.8 萬0.1%−132−0.9%減碼歷史
Invesco Exch Traded FD Tr II46138E511PFD ETF37,919$56.9 萬0.1%−46,063−54.8%減碼–
GNRCGenerac Holdings Inc.Stock1,622$57.1 萬0.1%−461−22.1%減碼歷史
Invesco Exchange Traded FD T46137V332S&P500 EQL HLT1,787$57.3 萬0.1%−39−2.1%減碼–
CRFCornerstone Total Return Fund IncCOM41,971$57.7 萬0.1%+2,738+7.0%加碼歷史
iShares Tr46432F388MSCI USA VALUE5,267$57.7 萬0.1%+134+2.6%加碼–
AEPAmerican Electric Power Co IncStock6,518$58.0 萬0.1%+30.0%加碼歷史
AXONAxon Enterprise, Inc.COM3,745$58.8 萬0.1%+39+1.1%加碼歷史
WPCW. P. Carey Inc.COM7,182$58.9 萬0.1%−1,181−14.1%減碼歷史
First Tr Exchange-Traded FD336917109SHS16,611$59.1 萬0.1%+53+0.3%加碼–
AMGNAmgen IncStock2,632$59.2 萬0.1%−113−4.1%減碼歷史
First Tr Exch TRD Alphdx FD33737J117EUROPE ALPHADEX13,799$59.5 萬0.1%+7,799+130.0%加碼–
CIMChimera Investment CorpCOM NEW39,517$59.6 萬0.1%+978+2.5%加碼歷史
UBERUber Technologies, IncStock14,267$59.8 萬0.1%+4,999+53.9%加碼歷史
KKellanovaStock9,323$60.1 萬0.1%+671+7.8%加碼歷史
SBGISinclair, Inc.CL A22,923$60.6 萬0.1%+303+1.3%加碼歷史
TERTeradyne, IncStock3,822$62.5 萬0.1%+3,822新進歷史
First Tr Exchng Traded FD VI33740U802FT VEST U.S.19,850$62.8 萬0.1%00.0%不變–
TSMTaiwan Semiconductor Manufacturing Co LtdADR5,232$62.9 萬0.1%+107+2.1%加碼歷史
AMPAmeriprise Financial IncCOM2,086$62.9 萬0.1%+18+0.9%加碼歷史
MDTMedtronic plcStock6,086$63.0 萬0.1%−959−13.6%減碼歷史
GMGeneral Motors CoCOM10,751$63.0 萬0.1%+2,178+25.4%加碼歷史
GNLGlobal Net Lease, Inc.COM NEW41,328$63.1 萬0.1%+6,263+17.9%加碼歷史
ODFLOld Dominion Freight Line, Inc.COM1,761$63.1 萬0.1%+165+10.3%加碼歷史
ORealty Income CorpREIT8,847$63.3 萬0.1%+1,667+23.2%加碼歷史
COINCoinbase Global, Inc.COM CL A2,507$63.3 萬0.1%+1,306+108.7%加碼歷史
DEDeere & CoStock1,862$63.8 萬0.1%−75−3.9%減碼歷史
Vanguard Morningstar Small-Cap ETF922908751ETF2,825$63.8 萬0.1%+317+12.6%加碼–
BTIBritish American Tobacco p.l.c.SPONSORED ADR17,068$63.9 萬0.1%+1,273+8.1%加碼歷史
IIMInvesco Value Municipal Income TrustCOM37,487$63.9 萬0.1%−15,341−29.0%減碼歷史
AGNCAGNC Investment Corp.REIT42,530$64.0 萬0.1%+18,993+80.7%加碼歷史
ORCLOracle CorpStock7,367$64.2 萬0.1%+386+5.5%加碼歷史
CCICrown Castle Inc.REIT3,097$64.6 萬0.1%+3+0.1%加碼歷史
UTGReaves Utility Income FundCOM SH BEN INT18,510$65.0 萬0.1%+205+1.1%加碼歷史
PDIPIMCO Dynamic Income FundSHS25,185$65.3 萬0.1%+25,185新進歷史
Vanguard BD Index FDS921937793LONG TERM BOND6,352$65.4 萬0.1%+129+2.1%加碼–
XIFRXPLR Infrastructure, LPCOM UNIT PART IN7,744$65.4 萬0.1%+119+1.6%加碼歷史
ABRArbor Realty Trust IncCOM35,738$65.5 萬0.1%+561+1.6%加碼歷史
iShares Tr464288877EAFE VALUE ETF13,050$65.8 萬0.1%−1,688−11.5%減碼–
First Tr Ftse Epra / Nareit33736N101COM12,130$65.9 萬0.1%+1,075+9.7%加碼–
First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500ETF9,784$66.5 萬0.1%+1,244+14.6%加碼–
iShares Tr464287556ISHARES BIOTECH4,366$66.6 萬0.1%+1,114+34.3%加碼–
Schwab U.S. Large-Cap Value ETF808524409ETF9,118$66.8 萬0.1%+1,516+19.9%加碼–
Flexshares Tr33939L506IBOXX 3R TARGT25,500$67.1 萬0.1%00.0%不變–
First Tr Exch Traded FD III33739P855INSTL PFD SECS32,953$67.2 萬0.1%+4,182+14.5%加碼–
iShares Tr46435G532MSCI GBL SUS DEV7,406$67.2 萬0.1%+477+6.9%加碼–
NVRNVR IncCOM114$67.4 萬0.1%+4+3.6%加碼歷史
DUKDuke Energy CORPStock6,453$67.7 萬0.1%−30−0.5%減碼歷史
SOSouthern CoStock9,921$68.0 萬0.1%−2,332−19.0%減碼歷史
AXPAmerican Express CoStock4,174$68.3 萬0.1%+350+9.2%加碼歷史
QMCOQuantum CorpCOM NEW125,100$69.1 萬0.1%+17,900+16.7%加碼歷史
CMPCompass Minerals International IncStock13,546$69.2 萬0.1%−10−0.1%減碼歷史
SPDR Series Trust78464A763ST STR SP DIV5,412$69.9 萬0.1%+49+0.9%加碼–
Sprott ETF Trust85210B102GOLD MINERS ETF25,620$70.1 萬0.1%+20+0.1%加碼–
Invesco S&P 500 Equal Weight Technology ETF46137V282ETF2,192$71.0 萬0.1%+70+3.3%加碼–
VRSKVerisk Analytics, Inc.COM3,112$71.2 萬0.1%+3,112新進歷史
iShares Tr464288885EAFE GRWTH ETF6,457$71.2 萬0.1%−896−12.2%減碼–
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP15,401$71.5 萬0.1%+70.0%加碼歷史
Dimensional U.S. Core Equity 2 ETF25434V708ETF24,905$72.1 萬0.1%−2,897−10.4%減碼–
iShares Tr464287721U.S. TECH ETF6,330$72.7 萬0.1%+1,464+30.1%加碼–
ITWIllinois Tool Works IncStock2,979$73.5 萬0.1%−295−9.0%減碼歷史
First Tr Exchange-Traded FD33737K205INDXX NEXTG ETF8,937$73.8 萬0.1%+623+7.5%加碼–
UNPUnion Pacific CorpStock2,933$73.9 萬0.1%+458+18.5%加碼歷史
iShares IV PLC Edge MSCI ETFG4955M762ETF71,200$73.9 萬0.1%00.0%不變–
SNPSSynopsys IncCOM2,008$74.0 萬0.1%00.0%不變歷史

選擇權（14 檔）

同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。

Kovack Advisors, Inc. 在 2021 年第 4 季的選擇權部位
證券類別賣權買權
First Trust Cloud Computing ETF33734X192ETF$142.3 萬–
CSCOCisco Systems, Inc.Stock$1.40 萬$9.80 萬
ANFAbercrombie & Fitch CoCL A$1.80 萬$6.20 萬
AMZNAmazon Com IncStock$7.70 萬–
TSLATesla, Inc.Stock$3.20 萬–
PFEPfizer IncStock–$3.00 萬
FFord Motor CoStock–$2.90 萬
AAPLApple Inc.Stock$0$1.30 萬
DOCUDocuSign, Inc.Stock$5,000–
DBDDiebold Nixdorf, IncCOM–$4,000
DOWDow Inc.Stock–$2,000
MATMattel IncCOM–$2,000
BPBP PLCADR$1,000$0
TGTTarget CorpStock$1,000–

2021 年第 3 季之後清倉（75 檔）

2021 年第 3 季季末還持有、這份申報已經沒有的部位。

Kovack Advisors, Inc. 在 2021 年第 3 季之後清倉的部位
證券類別2021 年第 3 季股數2021 年第 3 季市值2021 年第 3 季佔組合 %紀錄
Global X FDS37954Y228CLEANTECH ETF192,556$359.1 萬0.4%–
SPDR Ser Tr78468R655S&P KENSHO CLEAN38,187$358.8 萬0.4%–
Zix Corp98974P100COM357,950$253.1 萬0.3%–
First Trust Cloud Computing ETF33734X192ETF14,340$151.1 萬0.2%–
SPDR Series Trust78468R408ST TERM HIGH ETF41,661$114.1 萬0.1%–
UPSTUpstart Holdings, Inc.COM3,155$99.8 萬0.1%歷史
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS32,059$67.7 萬0.1%歷史
Invesco BulletShares 2021 HY Corp (BSJL)46138J809Exchange Traded Fund27,975$64.3 萬0.1%–
SGENSeagen Inc.COM3,724$63.2 萬0.1%歷史
Invesco Bulletshares 2022 HY Bd (BSJM)46138J874BULSHS 2022 HY26,191$60.9 萬0.1%–
SPLKSplunk IncCOM3,855$55.8 萬0.1%歷史
NVRONevro CorpCOM4,700$54.7 萬0.1%歷史
BSCLBILI Social International, Inc.BULSHS 2021 CB23,430$49.4 萬0.1%歷史
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB22,895$49.3 萬0.1%–
PKGPackaging Corp of AmericaStock3,030$41.6 萬<0.1%歷史
iShares Tr464288588MBS ETF3,600$38.9 萬<0.1%–
iShares Tr464289883CORE 30 70 ETF9,617$38.0 萬<0.1%–
EMREmerson Electric CoStock3,984$37.5 萬<0.1%歷史
CCLCarnival Corp Ltd.UNIT 99/99/999914,739$36.9 萬<0.1%歷史
MKTXMarketaxess Holdings IncCOM872$36.7 萬<0.1%歷史
ACVVirtus Diversified Income & Convertible FundCOM10,500$35.6 萬<0.1%歷史
Legg Mason ETF Invt Tr52468L810WESTN ASET TTL13,000$35.0 萬<0.1%–
Invesco Exch Traded FD Tr II46138G631NASDAQNXTGEN10010,223$33.8 萬<0.1%–
iShares Tr464287580US CONSUM DISCRE4,335$33.5 萬<0.1%–
FUBOFuboTV Inc.COM13,800$33.1 萬<0.1%歷史
iShares Tr464288851US OIL GS EX ETF5,703$33.1 萬<0.1%–
Invesco Exch Traded FD Tr II46138E107EQUAL WEGT 0-309,000$32.7 萬<0.1%–
JDJD.com, Inc.SPON ADS CL A4,522$32.7 萬<0.1%歷史
Invesco Exchange Traded FD T46137V621FINL PFD ETF17,188$32.6 萬<0.1%–
iShares Tr46435G672CORE INTL AGGR5,906$32.5 萬<0.1%–
CMICummins IncStock1,418$31.8 萬<0.1%歷史
NPTNNeophotonics CorpCOM36,500$31.8 萬<0.1%歷史
First Tr Exchange-Traded FD33734X150INDLS PROD DUR5,522$31.7 萬<0.1%–
DALDelta Air Lines, Inc.COM NEW7,280$31.0 萬<0.1%歷史
iShares U.S. Regional Banks ETF464288778ETF5,066$30.7 萬<0.1%–
TMDXTransMedics Group, Inc.COM9,200$30.4 萬<0.1%歷史
ZMZoom Communications, Inc.Stock1,127$29.5 萬<0.1%歷史
DKNGDraftKings Inc.COM CL A6,077$29.3 萬<0.1%歷史
TBBAT&T Inc.5.35% GBL NTS DUE 01/11/6610,900$28.6 萬<0.1%歷史
MDYSPDR S&P Midcap 400 ETF TrustETF591$28.4 萬<0.1%歷史
Fidelity Merrimack STR Tr316188309TOTAL BD ETF5,341$28.4 萬<0.1%–
CGNXCognex CorpCOM3,516$28.2 萬<0.1%歷史
AALAmerican Airlines Group Inc.Stock13,477$27.7 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138G805TAXABLE MUN BD8,351$27.5 萬<0.1%–
Innovator U.S. Equity Ultra Buffer ETF - October45782C821ETF9,712$27.0 萬<0.1%–
HPHelmerich & Payne, Inc.COM9,776$26.8 萬<0.1%歷史
RHRHCOM400$26.7 萬<0.1%歷史
KDMNKadmon Holdings, Inc.COM30,000$26.1 萬<0.1%歷史
EXASExact Sciences CorpCOM2,635$25.2 萬<0.1%歷史
SYYSysco CorpStock3,150$24.7 萬<0.1%歷史
Steadfast Apartment REIT, Inc.85780P101COMMON STOCK15,664$24.4 萬<0.1%–
LYBLyondellBasell Industries N.V.SHS - A -2,582$24.2 萬<0.1%歷史
LUVSouthwest Airlines CoCOM4,704$24.2 萬<0.1%歷史
HBANHuntington Bancshares IncCOM15,236$23.6 萬<0.1%歷史
YUMCYum China Holdings, Inc.COM4,045$23.5 萬<0.1%歷史
DMTKDermTech, Inc.COM7,300$23.4 萬<0.1%歷史
VTAInvesco Dynamic Credit Opportunities FundCOM19,938$23.3 萬<0.1%歷史
CHTRCharter Communications, Inc.CL A316$23.0 萬<0.1%歷史
RCLRoyal Caribbean Cruises LtdCOM2,505$22.3 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E370S&P 500 HB ETF3,035$22.2 萬<0.1%–
CTVACorteva, Inc.Stock5,238$22.0 萬<0.1%歷史
VTRVentas, Inc.REIT3,876$21.4 萬<0.1%歷史
MDLZMondelez International, Inc.Stock3,621$21.1 萬<0.1%歷史
iShares Tr4642874407-10 YR TRSY BD1,802$20.8 萬<0.1%–
KMIKinder Morgan, Inc.Stock12,358$20.7 萬<0.1%歷史
LBRDKLiberty Broadband CorpCOM SER C1,200$20.7 萬<0.1%歷史
JGHNuveen Global High Income FundSHS12,700$20.4 萬<0.1%歷史
CSGPCostar Group, Inc.COM2,348$20.2 萬<0.1%歷史
Griffin American Healthcare398183103COM32,842$18.4 萬<0.1%–
ZNGAZynga IncCL A23,420$17.6 萬<0.1%歷史
PBIPitney Bowes IncCOM21,272$15.3 萬<0.1%歷史
SANBanco Santander, S.A.ADR20,478$7.40 萬<0.1%歷史
ATP Oil & Gas Corp00208J108COM71,860$00.0%–
Advanced Viral Resh Corp Com007928104COM20,000$00.0%–
Anr - Contingent Rev Pymt Thru03634H118RT25,269$00.0%–